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Firm News & Case Results

Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.

Current Investigations
March 20, 2019

Michael Kahn Allegedly Fails To Follow Customer Instructions

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Kahn. According to his publicly available FINRA BrokerCheck report, Michael Kahn has been the subject of multiple customer disputes over the course…

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Current Investigations
March 20, 2019

Perry Stalvey Terminated From State Farm VP Management Corp.

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Perry Stalvey. According to his publicly available FINRA BrokerCheck report, Perry Stalvey has been the subject of a customer dispute in his career.…

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Current Investigations
March 20, 2019

David Ridenour Allegedly Invests Customers In Speculative And High-Risk Stocks And Bonds

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker David Ridenour. According to his publicly available FINRA BrokerCheck report, David Ridenour has been the subject of multiple customer disputes over the…

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Current Investigations
March 19, 2019

Martin McLaughlin Allegedly Recommends High-Risk Equities

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Martin McLaughlin. According to his publicly available FINRA BrokerCheck report, Martin McLaughlin has been the subject of a customer dispute. Martin…

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Current Investigations
March 19, 2019

Jimmy Kuhn Allegedly Breaches Of Contract

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jimmy Kuhn. According to his publicly available FINRA BrokerCheck report, Jimmy Kuhn has been the subject of multiple customer disputes over the course of…

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Current Investigations
March 19, 2019

David Hydrick Allegedly Converted Customer Funds

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Hydrick. According to his publicly available FINRA BrokerCheck report, David Hydrick has been the subject of a customer dispute. David Hydrick…

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Current Investigations
March 19, 2019

Craig Mardany Allegedly Misrepresents Material Facts

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Craig Mardany. According to his publicly available FINRA BrokerCheck report, Craig Mardany has been the subject of a customer dispute during his career.…

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Current Investigations
March 19, 2019

Mark Barrand Allegedly Recommends An Unsuitable MLP And Non-Traded REIT

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark Barrand. According to his publicly available FINRA BrokerCheck report, Mark Barrand has been the subject of multiple customer disputes over the course…

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Current Investigations
March 19, 2019

Multiple Customers Accuse Walter Stallones Of Fraud

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Walter Stallones. According to his publicly available FINRA BrokerCheck report, Walter Stallones has been the subject of multiple customer disputes. Walter…

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Current Investigations
March 19, 2019

Jason Bradley Schwartz Allegedly Makes Numerous Unsuitable Investment Recommendations

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Bradley Schwartz. According to his publicly available FINRA BrokerCheck report, James Bradley Schwartz has been the subject of multiple customer…

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Current Investigations
March 19, 2019

Regina Onkst Allegedly Breaches A Contract With A Customer

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Regina Onkst. According to her publicly available FINRA BrokerCheck report, Regina Onkst has been the subject of multiple customer disputes over the course…

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Current Investigations
March 19, 2019

Bryan Benson Allegedly Makes Unsuitable Investment Recommendations

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bryan Benson. According to his publicly available FINRA BrokerCheck report, Bryan Benson has been the subject of a customer dispute and a regulatory…

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