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      • Non-Traded REITs
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      • Elder Fraud
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
May 21
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Henry Watson Allegedly Charges A Customer Excessive Commissions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Henry Watson. According to his publicly available FINRA BrokerCheck report, Henry Watson has…
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May 21
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Robert Hart Allegedly Recommends Unsuitable Investment

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Hart. According to his publicly available FINRA BrokerCheck report, Robert Hart has been…
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May 21
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Noel Vincent Allegedly Recommends Highly Unsuitable, Illiquid, and Speculative Alternative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Noel Vincent. According to his publicly available FINRA BrokerCheck report, Noel Vincent has…
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May 21
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James Bashaw Allegedly Recommends Unsuitable Promissory Notes

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Bashaw. According to his publicly available FINRA BrokerCheck report, James Bashaw has been…
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May 20
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John Forrester Accused Of Negligence And Breach Of Contract

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Forrester. According to his publicly available FINRA BrokerCheck report, John Forrester has been…
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May 20
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Craig Sherrer Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Craig Sherrer. According to his publicly available FINRA BrokerCheck report, Craig Sherrer is the…
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May 20
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Thomas Marino Allegedly Recommends Inappropriate And Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas Marino. According to his publicly available FINRA BrokerCheck report, Thomas Marino has…
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May 20
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Jill Cody Allegedly Engages In Fraud And Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jill Cody. According to her publicly available FINRA BrokerCheck report, Jill Cody has…
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May 20
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Christopher Marnelego Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Marnelego. According to his publicly available FINRA BrokerCheck report, Christopher Marnelego has…
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May 20
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Edward Matthes Allegedly Defrauded Customers With “Ponzi Scheme”

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Edward Matthes. According to his publicly available FINRA BrokerCheck report, Edward Matthes has…
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