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Oakes & Fosher Law
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    • FINRA Arbitration
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    • Churning & Excessive Trading
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    • Collateral Yield Enhancement Strategy (CYES)
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Securities Blog

May 10
0
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Andrew Bruce Elsoffer Allegedly Executes Unauthorized Trades

By Oakes & Fosher | Current Investigations | No Comments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Andrew Bruce Elsoffer. According to his publicly available FINRA BrokerCheck report, Andrew Elsoffer had…

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May 04
0
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Daniel Philip Raupp Allegedly Recommends Unsuitable Investments

By Oakes & Fosher | Current Investigations | No Comments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Daniel Philip Raupp. According to his publicly available FINRA BrokerCheck report, Daniel Raupp had…

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Apr 11
0

Joseph Michael Fedorko Allegedly Churns Customers’ Accounts

By Oakes & Fosher | Current Investigations | No Comments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Joseph Michael Fedorko. According to his publicly available FINRA BrokerCheck report, Joseph Fedorko had…

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Mar 21
0
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GWG Holdings Defaults On L Bonds Interest Payments

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

In December of 2021 the SEC had announced its investigation into GWG Holdings $2 billion L Bond. An external auditor’s report found that GWG’s internal controls over its financial reporting…

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Feb 07
0
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Marc Korsch Allegedly Concentrates Accounts In Unsuitable Investments

By Oakes & Fosher | Current Investigations | No Comments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Marc Frederick Korsch. According to his publicly available FINRA BrokerCheck report, Marc Korsch had…

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Jan 08
0
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Adam Gerard Belardino Allegedly Misrepresents Investments

By Oakes & Fosher | Current Investigations | No Comments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Adam Gerard Belardino. According to his publicly available FINRA BrokerCheck report, Adam Belardino had…

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Oct 29
0
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Donald Joseph Fowler Allegedly Churns Customer’s Accounts

By Oakes & Fosher | Current Investigations | No Comments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Donald Joseph Fowler. According to his publicly available FINRA BrokerCheck report, Donald Fowler had…

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Sep 12
0
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Daniel Jossen Allegedly Misrepresents Investments

By Oakes & Fosher | Current Investigations | No Comments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Daniel Jossen. According to his publicly available FINRA BrokerCheck report, Daniel Jossen had been…

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Jun 22
0
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Michael Joseph Dellaporta Jr. Allegedly Churns Customer Accounts

By Oakes & Fosher | Current Investigations | No Comments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Michael Joseph Dellaporta Jr. According to his publicly available FINRA BrokerCheck report, Michael Dellaporta…

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Jun 05
1
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Jeffrey Alan Fladell Allegedly Misrepresents Investments To An Elderly Investor

By Oakes & Fosher | Current Investigations | No Comments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Jeffrey Alan Fladell. According to his publicly available FINRA BrokerCheck report, Jeffrey Fladell had…

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Recent Posts

  • Andrew Bruce Elsoffer Allegedly Executes Unauthorized Trades
  • Daniel Philip Raupp Allegedly Recommends Unsuitable Investments
  • Joseph Michael Fedorko Allegedly Churns Customers’ Accounts
  • GWG Holdings Defaults On L Bonds Interest Payments
  • Marc Korsch Allegedly Concentrates Accounts In Unsuitable Investments

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  • Securities Fraud
    • FINRA Arbitration
    • Securities Employment & Industry Disputes
    • Equipment Leasing Funds
    • Broker Negligence
    • Stock Loss
    • Churning & Excessive Trading
    • Mutual Fund Fraud
    • Private Placement
    • Securities Arbitration
    • Stockbroker Fraud
    • Conversion Fraud
    • Variable Annuities
    • Ponzi Schemes
    • Elder Fraud
    • Junk Bonds
    • Excessive 401(k) Fees
    • Equity Indexed Annuities
    • UBS Financial’s Yield Enhancement Strategy
    • Collateral Yield Enhancement Strategy (CYES)
  • Alternative Investments
    • Non-Traded Business Development Companies
    • Non-Traded Real Estate Investment Trusts
    • Oil and Gas Limited Partnerships
    • Promissory Notes
    • Tenancy in Common Investments
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
      • Current Investigations
        • Jesse Kovacs Suspended By FINRA
        • Yvonne Nirelli Suspended By FINRA
      • Frank Venturelli Allegedly Executes Unsuitable Trades
    • In the News
    • Fraud Resources By State
      • Texas Fraud Resources
      • New York Fraud Resources
      • Illinois Fraud Resources
      • Florida Fraud Resources
  • Contact