Hit enter to search or ESC to close
Oakes & Fosher Law
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion
    • Annuity and Insurance Fraud
      • Equity Indexed Annuity
      • Variable Annuity
    • Broker Negligence
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Fraud Resources By State
      • Texas Fraud Resources
      • New York Fraud Resources
      • Illinois Fraud Resources
      • Florida Fraud Resources
  • Contact

Securities Blog

May 01
0
LPL Financial FINRA arbitration - Oakes & Fosher

Jeffrey Kennedy Allegedly Recommends Unsuitable Investments

By Oakes & Fosher | Current Investigations | No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeffrey Kennedy. According to his publicly available FINRA BrokerCheck report, Jeffrey Kennedy has been…

Read More
Mar 24
0
GPB Capital Holdings News: What You Need to Know - Oakes & Fosher

Jill Jester v Dinosaur Financial Group

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments
Oakes & Fosher recovered all of the losses suffered by a widow. The Dinosaur Financial Group broker put Mrs. Jester's huband's retirement accounts in alternative investments. The Jester's had limited...
Read More
Feb 18
0
AdobeStock 226402458

Jack William Teboda Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jack William Teboda. According to his publicly available FINRA BrokerCheck report, Jack Teboda has…

Read More
Jan 05
0
LPL Financial FINRA arbitration - Oakes & Fosher

LPL Financial FINRA Arbitration: Unsuitable Investments by Pamela Sue Espinoza

By Oakes & Fosher | Alternative Investment, Broker Negligence, Current Investigations | No Comments
Oakes & Fosher files an FINRA arbitration claim against LPL Financial Group for the actions of former SII Investments broker Pamela Sue Espinoza AKA Pamela Davis for the unsuitable recommendation...
Read More
Dec 30
0

David Sung Wook Park Allegedly Recommends Unsuitable Investments

By Oakes & Fosher | Current Investigations | No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker David Sung Wook Park. According to his publicly available FINRA BrokerCheck report, David Park…

Read More
Dec 19
0
GPB Capital Holdings News: What You Need to Know - Oakes & Fosher

GPB Capital Holdings News: What You Need to Know

By Oakes & Fosher | Alternative Investment, Broker Negligence, Current Investigations | No Comments
AIG Advisor independent broker-dealers, Royal Alliance, FSC Corporation, SagePoint Financial, and Woodbury Financial Services recently sanctioned for sales of alternative investments in GPB Capital Holdings. The Financial Industry Regulatory Authority...
Read More
Dec 06
0
KBS REIT: recover your losses - Oakes & Fosher Law

KBS REIT: Recover Your Losses

By Oakes & Fosher | Broker Negligence, Current Investigations | No Comments
KBS NON-TRADED REIT 3 LIMITS REDEMPTIONS. Oakes and Fosher is currently representing those who have invested in a KBS REIT and suffered losses due to its high risk and illiquidity....
Read More
Dec 06
0
AdobeStock 57383738 scaled

Starwood REIT Limits Withdrawals, Joining Northstar, Inland, KBS, the Parking REIT and others

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

Following a surge in requests in November, Starwood Real Estate Income Trust has officially joined other non-traded real estate investment trusts by limiting investor withdrawals. In a letter to its…

Read More
Dec 06
0
AdobeStock 270367507 scaled

David Karandos Allegedly Recommends High-Risk, Illiquid, Alternative Investments, Including Non-Traded REITs.

By Oakes & Fosher | Uncategorized | No Comments

The law firm of Oakes & Fosher has represented clients in FINRA arbitration claims based on the actions of former stockbroker David Karandos. The latest litigation resulted in an award…

Read More
Dec 03
0
AdobeStock 11323183

Update: Recovering Losses in Moodys National REIT

By Oakes & Fosher | Current Investigations | No Comments

ALERT: Moodys National REIT secondary market transactions has hit a low of $7.75 per share. This non-traded REIT, which is majority invested in hotels and other properties, has seen its…

Read More
1 2 3 … 149 Next

contact uswhy oakes & fosherawards & settlementsour attorneysclient testimonialsfirm news

Contact Us

Address: 1401 S Brentwood Blvd #250, St. Louis, MO 63144 | Phone:  (314) 428-7600  Fax: (314) 428-7604

© 2023 Oakes & Fosher Law. All Rights Reserved. | Privacy Policy & Terms Of Use | Disclaimer
St. Louis Internet Marketing by The Clix Group

  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion
    • Annuity and Insurance Fraud
      • Equity Indexed Annuity
      • Variable Annuity
    • Broker Negligence
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Fraud Resources By State
      • Texas Fraud Resources
      • New York Fraud Resources
      • Illinois Fraud Resources
      • Florida Fraud Resources
  • Contact