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Oakes & Fosher Law
  • Securities Fraud
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Securities Blog

Jan 05
0
LPL Financial FINRA arbitration - Oakes & Fosher

LPL Financial FINRA Arbitration: Unsuitable Investments by Pamela Sue Espinoza

By Oakes & Fosher | Alternative Investment, Broker Negligence, Current Investigations | No Comments
Oakes & Fosher files an FINRA arbitration claim against LPL Financial Group for the actions of former SII Investments broker Pamela Sue Espinoza AKA Pamela Davis for the unsuitable recommendation...
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Dec 30
0

David Sung Wook Park Allegedly Recommends Unsuitable Investments

By Oakes & Fosher | Current Investigations | No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker David Sung Wook Park. According to his publicly available FINRA BrokerCheck report, David Park…

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Dec 19
0
GPB Capital Holdings News: What You Need to Know - Oakes & Fosher

GPB Capital Holdings News: What You Need to Know

By Oakes & Fosher | Alternative Investment, Broker Negligence, Current Investigations | No Comments
AIG Advisor independent broker-dealers, Royal Alliance, FSC Corporation, SagePoint Financial, and Woodbury Financial Services recently sanctioned for sales of alternative investments in GPB Capital Holdings. The Financial Industry Regulatory Authority...
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Dec 06
0
KBS REIT: recover your losses - Oakes & Fosher Law

KBS REIT: Recover Your Losses

By Oakes & Fosher | Broker Negligence, Current Investigations | No Comments
KBS NON-TRADED REIT 3 LIMITS REDEMPTIONS. Oakes and Fosher is currently representing those who have invested in a KBS REIT and suffered losses due to its high risk and illiquidity....
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Dec 06
0
AdobeStock 57383738 scaled

Starwood REIT Limits Withdrawals, Joining Northstar, Inland, KBS, the Parking REIT and others

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

Following a surge in requests in November, Starwood Real Estate Income Trust has officially joined other non-traded real estate investment trusts by limiting investor withdrawals. In a letter to its…

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Dec 06
0
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David Karandos Allegedly Recommends High-Risk, Illiquid, Alternative Investments, Including Non-Traded REITs.

By Oakes & Fosher | Uncategorized | No Comments

The law firm of Oakes & Fosher has represented clients in FINRA arbitration claims based on the actions of former stockbroker David Karandos. The latest litigation resulted in an award…

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Dec 03
0
AdobeStock 11323183

Update: Recovering Losses in Moodys National REIT

By Oakes & Fosher | Current Investigations | No Comments

ALERT: Moodys National REIT secondary market transactions has hit a low of $7.75 per share. This non-traded REIT, which is majority invested in hotels and other properties, has seen its…

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Nov 30
0
gavel & money - NorthStar Healthcare Income REIT - Oakes & Fosher

NorthStar Healthcare Income REIT: Unsuitable Investments

By Oakes & Fosher | Broker Negligence | No Comments
ALERT: NORTHSTAR HEALTHCARE INCOME TRUST’S SECONDARY MARKET TRANSACTIONS AT A LOW OF $1.72 PER SHARE  Recent reports reflect that this non-traded real estate investment trust (REIT) is 80% invested in...
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Nov 22
0

Western International Securities sanctioned for failing to supervise its non-traded REIT business

By Oakes & Fosher | Current Investigations | No Comments

In November of 2022, Western International Securities was fined $400,000 and ordered to pay restitution of over $400,000 for failing to supervise a broker selling non-traded REITs. Megurditch “Mike” Patatian…

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Nov 15
0

Jan Earl Haynes Allegedly Misrepresents Unsuitable Investments

By Oakes & Fosher | Current Investigations | No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jan Earl Haynes. According to his publicly available FINRA BrokerCheck report, Jan Haynes has…

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  • Securities Fraud
    • FINRA Arbitration
    • Securities Employment & Industry Disputes
    • Equipment Leasing Funds
    • Broker Negligence
    • Stock Loss
    • Churning & Excessive Trading
    • Mutual Fund Fraud
    • Private Placement
    • Securities Arbitration
    • Stockbroker Fraud
    • Conversion Fraud
    • Variable Annuities
    • Ponzi Schemes
    • Elder Fraud
    • Junk Bonds
    • Excessive 401(k) Fees
    • Equity Indexed Annuities
    • UBS Financial’s Yield Enhancement Strategy
    • Collateral Yield Enhancement Strategy (CYES)
    • Preferred Stock Fraud
  • Alternative Investments
    • Non-Traded Business Development Companies
    • Non-Traded Real Estate Investment Trusts
    • Oil and Gas Limited Partnerships
    • Promissory Notes
    • Tenancy in Common Investments
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Fraud Resources By State
      • Texas Fraud Resources
      • New York Fraud Resources
      • Illinois Fraud Resources
      • Florida Fraud Resources
  • Contact