Oakes & Fosher Wins Million Dollar Case Against Brokerage Firm for the Activities of Stockbroker Marc Korsch In the only arbitration tried to date involving the actions of stockbroker Marc...
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By Tobias Salinger | January 25th, 2022 After wealth managers helped sell scandal-plagued private placements to an estimated 4,000 seniors and 13,000 other retail clients, they’re getting hit with a steady stream…
By Vicky Ge Huang | January 8th, 2020 A Finra arbitration panel has ordered National Planning Corp. to pay $2.6 million to an octogenarian customer who bought fraudulent promissory notes,…
The Investor Advocate Law Firm of Oakes & Fosher, LLC, www.oakesfosher.com, a law firm specializing in representing investors in cases against stock brokers and brokerage firms, announced today that a…
Oppenheimer Ordered to Pay Investor $1.2 Million in Case By Caitlin Nish | January 18, 2013 NEW YORK–An arbitration panel has ordered Oppenheimer & Co. to pay nearly $1.2 million…
Stifel Nicolaus To Pay $42,000 Award To Investor By Diana Barr | April 1, 2011 An investor who lost money more than a year ago in a Ponzi scheme run…
Tale Of Cheating Planner Teaches Lesson By Jim Gallagher | September 27, 2009 In December 2006, Marge and Clyde Crutcher of Godfrey got a letter from the financial planner managing…
FINRA Arbitrators Order Pennsylvania Brokerage To Pay Client $1 Million In Damages By Sarah Min | August 23, 2018 Financial Industry Regulatory Authority Inc. arbitrators ordered Pennsylvania-based Trustmont Financial Group…
Oft-Sanctioned Ex-Broker Kathleen Tarr Loses Expungement Request By Jed Horowitz | March 29, 2017 The same day that an arbitrator last week completed a six-hour hearing on former independent broker…
Couple Wins $922K Arbitration Claim Over Illiquid Real Estate Investments By Bruce Kelly | December 15, 2016 Mid Atlantic Capital Corp., an independent broker-dealer, lost a $922,000 arbitration award on…