Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Alternative Investment Mercer Hicks Allegedly Recommends Highly Speculative Non-Traded REITs and BDCs To Elderly Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mercer Hicks. Mercer Hicks is a North Carolina based securities broker. He has worked in the securities industry for forty-seven years. During his career, he…
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Current Investigations Jeffrey Dixson Allegedly Recommends Unsuitable Alternative Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeffrey Dixson. According to his publicly available FINRA BrokerCheck report, Jeffrey Dixson has been the subject of multiple customer disputes. Jeffrey…
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Current Investigations Clint Keener Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Clint Keener. According to his publicly available FINRA BrokerCheck report, Clint Keener has been the subject customer complaints and FINRA sanctions.…
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Current Investigations Narinder Singh Allegedly Solicits Investors To Invest In His Own Unsuitable Company
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Narinder Singh. According to his publicly available FINRA BrokerCheck report, Narinder Singh is the subject of a pending customer dispute. Narinder…
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Current Investigations Rushdi Zalatimo Allegedly Engages In Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Rushdi Zalatimo. According to his publicly available FINRA BrokerCheck report, Rushdi Zalatimo has been the subject of multiple complaints over the course of…
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Alternative Investment Daniel Raupp Allegedly Recommends Unsuitable Non-Traded REITs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daniel Raupp. According to his publicly available FINRA BrokerCheck report, Daniel Raupp has been the subject of multiple customer disputes over the course…
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Current Investigations Andrew Brown Allegedly Recommends An Unsuitable Options Trading Strategy
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Andrew Brown. According to his publicly available FINRA BrokerCheck report, Andrew Brown has been the subject of multiple customer disputes. Andrew…
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Current Investigations Robert Murray Allegedly Churns Customer Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Murray. According to his publicly available FINRA BrokerCheck report, Robert Murray has been the subject of multiple customer disputes. Robert…
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Current Investigations Martin Batstone Allegedly Converts Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Martin Batstone. According to his publicly available FINRA BrokerCheck report, Martin Batstone has been the subject of a customer dispute and a FINRA…
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Current Investigations Robert Meyers Allegedly Recommends Private Equity Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Meyers. According to his publicly available FINRA BrokerCheck report, Robert Meyers has been the subject of multiple customer disputes. Robert…
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Current Investigations Charles Bridgers Allegedly Executes Unauthorized Municipal-Bond Transactions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Bridgers. According to his publicly available FINRA BrokerCheck report, Charles Bridgers has been the subject of a FINRA sanction. Charles…
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Current Investigations Simon Joseph Allegedly Engages In Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Simon Joseph. According to his publicly available FINRA BrokerCheck report, Simon Joseph has been the subject of a customer dispute. Simon Joseph is a…
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