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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Feb 11
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Johnny Guan Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Johnny Guan. According to his publicly available FINRA BrokerCheck report, Johnny Guan has been…
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Feb 06
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William F. Fox Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William F. Fox. According to his publicly available FINRA BrokerCheck report, William F. Fox…
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Feb 06
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Rodney Potratz Allegedly Recommends Unsuitable Alternative Investments

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Rodney Potratz. According to his publicly available FINRA BrokerCheck report, Rodney Potratz has been…
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Feb 04
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Robert Genito Allegedly Engages In Private Business Activities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Genito. According to his publicly available FINRA BrokerCheck report, Robert Genito has…
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Feb 04
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Gerald Eaton Allegedly Facilitates Fraudulent Distributions From Customer Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gerald Eaton. According to his publicly available FINRA BrokerCheck report, Gerald Eaton has…
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Feb 04
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Anthony Buono Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony Buono. According to his publicly available FINRA BrokerCheck report, Anthony Buono has been…
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Feb 04
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AdobeStock 104807874

Robert D’Andria Allegedly Recommends An Unsuitable ETP Holding Pattern

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert D'Andria. According to his publicly available FINRA BrokerCheck report, Robert D'Andria has been…
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Feb 04
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AdobeStock 41845221

Kyle Davis Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kyle Davis. According to his publicly available FINRA BrokerCheck report, Kyle Davis has been…
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Feb 04
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AdobeStock 40515377

Michael Burkoff Allegedly Makes Unsuitable Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Burkoff. According to his publicly available FINRA BrokerCheck report, Michael Burkoff has been…
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Jan 30
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AdobeStock 1806532

Dennis Nakamura Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dennis Nakamura. According to his publicly available FINRA BrokerCheck report, Dennis Nakamura has…
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