Experienced Legal representation for disputes against stock brokers & brokerage firms

We are dedicated to representing individuals who have experienced losses due to stockbroker negligence or fraud.

  • We Represent Investors Nationwide
  • No Attorney Fees Unless We Collect For You
  • Free & Private Consultation
  • Recovered $50 million in Private Arbitration
  • Solely Devoted to Securities Arbitration for Nearly 20 Years

Securities Arbitration Attorneys

Oakes & Fosher is a law firm dedicated solely to representing individual investors in disputes with stock brokers and brokerage firms. Because securities arbitration litigation is such an extremely narrow and specialized area of the law, Oakes & Fosher represents investors throughout the United States. Over the years, Oakes & Fosher has represented over 1,000 investors throughout the country for whom we have recovered millions of dollars due to stock broker negligence and/or fraud. With our team of experienced attorneys and legal staff, we are well equipped to handle your case professionally and confidentially. Our team provides you with the representation you need: representation that will best enable you to recover the compensation to which you are legally entitled. Furthermore, our legal fees are based entirely on whether we are able to recover for you.

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Client Testimonials

“I can’t even begin to thank you for winning my case and giving me another chance. You don’t know how much I appreciate you.”

~ Karen L., Corona, CA

“Den and I are grateful to you and cannot imagine anybody being able to do a better job than you. I do miss you–really enjoyed our evenings out and my only quarrel is I wish you had NOT ‘turned me on’ to Chick Fil A…”

~ Elizabeth and Dennis H., Durham, NC

“Thank you for the wonderful news of the settlement. This is such a godsend for us..like a miracle. Thank you so much for all you’ve done.”

~ Nancy P., N. Fort Myers, FL

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Awards & settlements

Settlement of over $2.6 million against two major brokerage firms on behalf of an investor. The case involved stock broker who seriously mishandled the account of an elderly widow and abused the trust she had given to the broker. The settlement resulted in the client recovering all of her losses and covering her attorneys’ fees as well.

Unanimous Award of $1,341,280 in favor of a Texas investor against Oppenheimer whose brokerage account was excessively traded by two Oppenheimer brokers. Gillespie v. Oppenheimer, FINRA DR No. 09-05596. Award included recovery of interest as well as attorneys’ fees.

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recent oakes & fosher news

September 19, 2018 in Current Investigations

Brandon Rudolph Barred By FINRA For Allegedly Failing To Comply With An Investigation Into Outside Securities Transactions

Brandon Rudolph was a Nevada based securities broker. He worked in the securities industry for just two years. During his career, he was registered with three different securities firms. His registrations include; Capital City Securities (2014), Chelsea Financial Services (2014-2016), and Wealthforge Securities (2017). He is not currently working as a registered securities broker. Brandon Rudolph's publicly available FINRA BrokerCheck report shows that he was recently sanctioned by FINRA. The findings in this matter state that Rudolph allegedly refused to provide FINRA with requested information during an investigation into possible participation in private securities transactions outside his member firm. Due…
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September 19, 2018 in Current Investigations

Amy Pesina Allegedly Writes Personal Check With Insufficient Funds

Amy Pesina was a Michigan based securities broker. She worked in the securities industry for just one year. She spent that entire year with J.P. Morgan Securities. Amy Pesina's publicly available FINRA BrokerCheck report shows that she was discharged from her position at J.P. Morgan for allegedly writing a personal check from her affiliate bank account to a third party even though insufficient funds were available. Due to these allegations, she was then sanctioned by FINRA. She allegedly refused to appear for the on-the-record testimony during FINRA's investigation. Due to those allegations, she was barred from acting as a securities…
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1401 S. Brentwood Blvd., Ste. 250
St. Louis, MO 63144

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