Experienced Legal representation for disputes against stock brokers & brokerage firms

We are dedicated to representing individuals who have experienced losses due to stockbroker negligence or fraud.

  • We Represent Investors Nationwide
  • No Attorney Fees Unless We Collect For You
  • Free & Private Consultation
  • Recovered $50 million in Private Arbitration
  • Solely Devoted to Securities Arbitration for Nearly 20 Years

Securities Arbitration Attorneys

Oakes & Fosher is a law firm dedicated solely to representing individual investors in disputes with stock brokers and brokerage firms. Because securities arbitration litigation is such an extremely narrow and specialized area of the law, Oakes & Fosher represents investors throughout the United States. Over the years, Oakes & Fosher has represented over 1,000 investors throughout the country for whom we have recovered millions of dollars due to stock broker negligence and/or fraud. With our team of experienced attorneys and legal staff, we are well equipped to handle your case professionally and confidentially. Our team provides you with the representation you need: representation that will best enable you to recover the compensation to which you are legally entitled. Furthermore, our legal fees are based entirely on whether we are able to recover for you.

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Client Testimonials

“I can’t even begin to thank you for winning my case and giving me another chance. You don’t know how much I appreciate you.”

~ Karen L., Corona, CA

“Den and I are grateful to you and cannot imagine anybody being able to do a better job than you. I do miss you–really enjoyed our evenings out and my only quarrel is I wish you had NOT ‘turned me on’ to Chick Fil A…”

~ Elizabeth and Dennis H., Durham, NC

“Thank you for the wonderful news of the settlement. This is such a godsend for us..like a miracle. Thank you so much for all you’ve done.”

~ Nancy P., N. Fort Myers, FL

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Awards & settlements

Settlement of over $2.6 million against two major brokerage firms on behalf of an investor. The case involved stock broker who seriously mishandled the account of an elderly widow and abused the trust she had given to the broker. The settlement resulted in the client recovering all of her losses and covering her attorneys’ fees as well.

Unanimous Award of $1,341,280 in favor of a Texas investor against Oppenheimer whose brokerage account was excessively traded by two Oppenheimer brokers. Gillespie v. Oppenheimer, FINRA DR No. 09-05596. Award included recovery of interest as well as attorneys’ fees.

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recent oakes & fosher news

May 21, 2019 in Current Investigations

Judith Johnston Allegedly Misrepresents Details Regarding Purchased Variable Annuities To Multiple Customers

Judith Johnston was a Texas based securities broker. She worked in the securities industry for seven years. She spent her entire career registered with just NYLIFE Securities. She is no longer working as a registered securities broker in any fashion. Judith Johnston's publicly available FINRA BrokerCheck report shows that she received multiple customer complaints over the course of her career. In December 2016, customers alleged that Judith Johnston misrepresented the details of Variable Annuities that she sold to them. This case was settled for $95,982 in damages. In March 2017, customers alleged that Judith Johnston was complicit in her husband's…
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May 21, 2019 in Current Investigations

Wayne Ford Accused Of Unsuitability

Wayne Ford was a New York based securities broker. He worked in the securities industry for eighteen years. During his career, he was registered with sixteen years. His registrations included; Continental Broker-Dealer Corp. (1997-1998), Tasin & Company (1998), Whitehall Wellington Investments (1998-2000), Harrison Securities (2001-2003), Continental Broker-Dealer Corp. (2003-2004), Granite Associates (2004), Benson York Group (2004), Ehrenkrantz King Nussbaum (2004-2005), J.P. Turner & Company (2004-2005), Westrock Advisors (2005-2006), Empire Financial Group (2006-2007), New Castle Financial Services (2007-2009), First Midwest Securities (2009), Brookstone Securities (2009-2011), Rockwell Global Capital (2011), and Salomon Whitney Financial (2011-2016). He is no longer working as a…
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1401 S. Brentwood Blvd., Ste. 250
St. Louis, MO 63144

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