Who Help Investors Across the United States Win Disputes Against Stockbrokers & Brokerage Firms
Have you suffered losses at the hands of your stockbroker? Don’t let their negligence or misconduct define your financial future. Let us help you recover. Schedule a free consultation with our securities fraud attorneys today.
Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
A sample of the results our attorneys have secured for individual investors. Past results do not guarantee a similar outcome.
Arbitration awarded $2.6 million against two major brokerage firms on behalf of an elderly woman whose account was seriously mishandled. The investor recovered all of her losses, and the settlement covered her attorney's fees as well.
A unanimous award of $1,403,500 was awarded against Royal Alliance Associates on behalf of a group of three California retired AT&T employees who were defrauded after being encouraged to accept a lump sum retirement package.
A settlement of $1,341,280 was awarded to a Texas investor against Oppenheimer after two Oppenheimer brokers excessively traded the investor’s brokerage account. The award included recovery of interest as well as attorneys’ fees.
A unanimous award against a broker who recommended investors entrust their funds in the Madoff Ponzi scheme — one of the only successful cases against associates of Bernard Madoff.
A unanimous award for a retired Colorado couple sold private, non-traded REITs, including market-adjusted damages, prejudgment interest, attorneys’ fees and costs.
A settlement for a group of Ohio retirees invested in high-risk securities that were unsuitable given their retirement status and need for conservative income.
A unanimous award for a customer whose account had been excessively traded to generate commissions — compensatory plus double punitive damages, interest, and attorneys’ fees.
An award following breach of fiduciary duty, common law fraud, negligence, and misrepresentation — compensatory and punitive damages plus attorney fees.
We’re the nation’s leading law firm dedicated to recovering investor losses caused by brokerage firms or financial advisors. See what sets us apart.
More FINRA arbitration cases won for individual investors over the last 17 years than any other law firm in the country*
Won for our clients in private securities arbitration
Helped nationwide to recover their investment losses
Representing individual investors against stockbrokers and large brokerage firms
Consultations are always free and completely confidential
No attorney's fees unless we collect for you
We’ve helped hundreds of clients with their securities fraud matters. See what our satisfied clients have to say.
I can’t even begin to thank you for winning my case and giving me another chance. You don’t know how much I appreciate you.
Den and I are grateful to you and cannot imagine anybody being able to do a better job than you.
Thank you for the wonderful news of the settlement. This is such a godsend for us... like a miracle. Thank you so much for all you’ve done.
Thank you thank you thank you!! You made our whole year!! Maybe our lifetime!! I would say absolutely our whole lifetime!
We want to thank you for all you have done for us. It is very much appreciated. We will never forget you and thanks for making our life easier as we go forward toward the future.
You and your firm did a tremendous job and I will give your name and contact information to anyone that I run into that has been taken advantage of by a stock broker. Thank you again for everything.
Our expertise covers multiple practice areas within securities law, ensuring dependable legal representation no matter the complexity of your case.
Stockbroker Fraud Don’t let greed steal your hard-earned money. Stockbroker fraud, including elder fraud, Ponzi schemes, and conversion fraud, is complex and causes unnecessary hardship. If you suspect you’re a victim of a stockbroker’s wrongdoing, you’re not alone – we’ve helped thousands of investors nationwide recover what’s rightfully theirs.
Alternative Investments Did a promise of high returns mislead you? Alternative investments like non-traded REITs, non-traded BDCs, private placements, and promissory notes carry risk. Unlike stocks and bonds, these investment vehicles lack regulatory oversight, increasing the likelihood of mismanagement. If this scenario sounds familiar, we’ll help you recoup your losses.
Annuity & Insurance Fraud While annuities and life insurance can be valuable retirement tools, advisors often misrepresent them as investments. As a result, they’re not suitable for everyone. If you’ve suffered financial losses due to annuity or insurance fraud, we have your back. Schedule a free consultation to discuss your legal options.
Investment firms and their advisors should protect your funds, not put them at risk. If your broker failed to act in your best interest, causing financial loss, our securities fraud attorneys can help. We boast decades of experience holding negligent brokers accountable for breaching their fiduciary duty.
Oakes & Fosher, LLC specializes in assisting investors who have suffered financial losses from their advisor’s misconduct. Our securities and investment fraud attorneys successfully represent clients in FINRA arbitration cases, where we work to recover the money owed to you.
Tell us what happened. We'll identify your claim in a free, confidential call.
(314) 907-2524Recognizing the warning signs early can protect your savings. If any of these sound familiar, contact us.
“Buy now before it’s too late.” “Get it for a low price if you buy now.”
“You’ll make significant profits, guaranteed – you can’t go wrong!”
Too much information or too little information on how the investment will generate a return.
Promises of significant returns in a short amount of time.
Avoiding questions about your investment, or redirecting your questions by asking you questions. Ignoring requests for documentation, claiming information pertaining to your investment is “classified” or “confidential.”
Refusing to answer phone calls, not letting you meet at their office, or otherwise pushing you to make immediate decisions about your investment.
Since the firm’s founding over 20 years ago, Oakes & Fosher, LLC has earned a reputation as one of the leading Securities Litigation Firms in the U.S.
Leads the Oakes & Fosher securities team, often against some of the biggest brokerage firms in the industry.
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Represents individual investors in securities arbitration claims against negligent brokers and firms.
View BioOur attorneys and legal staff are well-equipped to handle your case professionally and confidentially.
Contact us today to discuss your situation and begin the process of financial recovery. Consultations are 100% free and confidential.
Answers to the questions investors ask us most. Still unsure? A free, confidential call is the fastest way to know if you have a claim.
Investment Fraud Ponzi schemes and pyramid schemes are often mistaken for one another because both ultimately collapse once the flow of new money slows. That similarity, however, obscures critical differences. The confusion is not merely academic; it carries serious…
Read More Alternative Investment Oakes & Fosher is actively investigating structured product misconduct , complex financial instruments increasingly implicated in investor losses due to undisclosed risks, hidden fees, and suitability violations . While marketed as “principal protected”…
Read More Alternative Investment Oakes & Fosher is actively investigating widespread misconduct in alternative investments , complex financial products increasingly implicated in investor losses due to undisclosed risks, misrepresentation, and fraudulent sales practices . While marketed as…
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