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Oakes & Fosher Law
  • Securities Fraud
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    • Conversion Fraud
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    • Preferred Stock Fraud
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Securities Blog

Mar 24
0
GPB Capital Holdings News: What You Need to Know - Oakes & Fosher

Jill Jester v Dinosaur Financial Group

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments
Oakes & Fosher recovered all of the losses suffered by a widow. The Dinosaur Financial Group broker put Mrs. Jester's huband's retirement accounts in alternative investments. The Jester's had limited...
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Feb 18
0
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Jack William Teboda Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jack William Teboda. According to his publicly available FINRA BrokerCheck report, Jack Teboda has…

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Jan 05
0
LPL Financial FINRA arbitration - Oakes & Fosher

LPL Financial FINRA Arbitration: Unsuitable Investments by Pamela Sue Espinoza

By Oakes & Fosher | Alternative Investment, Broker Negligence, Current Investigations | No Comments
Oakes & Fosher files an FINRA arbitration claim against LPL Financial Group for the actions of former SII Investments broker Pamela Sue Espinoza AKA Pamela Davis for the unsuitable recommendation...
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Dec 19
0
GPB Capital Holdings News: What You Need to Know - Oakes & Fosher

GPB Capital Holdings News: What You Need to Know

By Oakes & Fosher | Alternative Investment, Broker Negligence, Current Investigations | No Comments
AIG Advisor independent broker-dealers, Royal Alliance, FSC Corporation, SagePoint Financial, and Woodbury Financial Services recently sanctioned for sales of alternative investments in GPB Capital Holdings. The Financial Industry Regulatory Authority...
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Dec 06
0
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Starwood REIT Limits Withdrawals, Joining Northstar, Inland, KBS, the Parking REIT and others

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

Following a surge in requests in November, Starwood Real Estate Income Trust has officially joined other non-traded real estate investment trusts by limiting investor withdrawals. In a letter to its…

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Mar 21
0
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GWG Holdings Defaults On L Bonds Interest Payments

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

In December of 2021 the SEC had announced its investigation into GWG Holdings $2 billion L Bond. An external auditor’s report found that GWG’s internal controls over its financial reporting…

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Mar 16
0
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Megurditch “Mike” Patatian Allegedly Recommends Unsuitable Variable Annuities

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Megurditch “Mike” Patatian. According to his publicly available FINRA BrokerCheck report, Mike Patatian had…

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Nov 17
0
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Non-Traded REIT Inland Real Estate’s Prices Fall In Secondary Market

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

Certain Non-Traded Real-Estate Investment Trusts (REITs) have fallen up to 80% from recent reported statement prices.  A survey of two major secondary market makers for these products reflected that  that…

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Nov 17
0
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Non-Traded REIT Mackenzie Realty’s Prices Fall In Secondary Market

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

Certain Non-Traded Real-Estate Investment Trusts (REITs) have fallen up to 80% from recent reported statement prices.  A survey of two major secondary market makers for these products reflected that  that…

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Nov 12
0
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Non-Traded REIT Carter Validus’ Prices Fall In Secondary Market

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

Certain Non-Traded Real-Estate Investment Trusts (REITs) have fallen up to 80% from recent reported statement prices.  A survey of two major secondary market makers for these products reflected that  that…

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  • Securities Fraud
    • FINRA Arbitration
    • Securities Employment & Industry Disputes
    • Equipment Leasing Funds
    • Broker Negligence
    • Stock Loss
    • Churning & Excessive Trading
    • Mutual Fund Fraud
    • Private Placement
    • Securities Arbitration
    • Stockbroker Fraud
    • Conversion Fraud
    • Variable Annuities
    • Ponzi Schemes
    • Elder Fraud
    • Junk Bonds
    • Excessive 401(k) Fees
    • Equity Indexed Annuities
    • UBS Financial’s Yield Enhancement Strategy
    • Collateral Yield Enhancement Strategy (CYES)
    • Preferred Stock Fraud
  • Alternative Investments
    • Non-Traded Business Development Companies
    • Non-Traded Real Estate Investment Trusts
    • Oil and Gas Limited Partnerships
    • Promissory Notes
    • Tenancy in Common Investments
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Fraud Resources By State
      • Texas Fraud Resources
      • New York Fraud Resources
      • Illinois Fraud Resources
      • Florida Fraud Resources
  • Contact