The Hidden Risks of Structured Products: Are They Worth It? Oakes & Fosher is actively investigating structured product misconduct, complex financial instruments increasingly implicated in investor losses due to undisclosed…
Read More Are Alternative Investments Safe? Unpacking the Risks and Scams Oakes & Fosher is actively investigating widespread misconduct in alternative investments, complex financial products increasingly implicated in investor losses due to…
Read More On January 17th of this year, the U.S. Securities and Exchange Commission (SEC) filed a complaint against the broker-dealer firm Arete Wealth Management LLC and associates tied to the firm.…
Read More In November of 2023, Center Street Securities (CS) notified the Financial Industry Regulatory Authority Inc. (FINRA) that it was terminating its affiliation as a licensed securities broker-dealer. Center Street sold…
Read More Arete Wealth Management, a Chicago-based broker-dealer firm focused on alternative investments, has paid out more than $1.1 million in settlements to investors in Q1 2024. The particular reasons for the…
Read More Greenbacker Renewable Energy Recently Suspended Distributions The Greenbacker Renewable Energy Fund recently suspended its distributions, and investors are not receiving the regular payments they were promised. This investment product was…
Read More The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Dennis Fearing. According to his publicly available FINRA BrokerCheck report, Dennis Fearing has been…
Read More What to Do When Your Stockbroker Recommends Unsuitable Investments The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Kevin Egan, who recommended…
Read More New secondary market pricing on the Priority Income Fund of $7.50 per share reflects that the sponsor’s NAV is roughly 40% too high. Recent transactions in the secondary trading market…
Read More Oakes and Fosher files a new arbitration against Centaurus Financial for the actions of stockbroker John Starke. Oakes and Fosher, LLC has initiated a new FINRA arbitration against Centaurus Financial…
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