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Oakes & Fosher Law
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Securities Blog

Sep 20
0
Centaurus Financial lawsuit from the actions of broker John Starke - Oakes & Fosher LLC - man checking the stock market on his phone and laptop

Centaurus Financial Lawsuit: Holding John Starke Accountable

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments
Oakes and Fosher files a new arbitration against Centaurus Financial for the actions of stockbroker John Starke.  Oakes and Fosher, LLC has initiated a new FINRA arbitration against Centaurus Financial...
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Sep 03
0
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Dennis Fearing Allegedly Overconcentrates In Privately Traded Products

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Dennis Fearing. According to his publicly available FINRA BrokerCheck report, Dennis Fearing has been…

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Sep 03
0
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John Egan Allegedly Recommends Unsuitable Investments

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Kevin Egan. According to his publicly available FINRA BrokerCheck report, John Egan has…

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Aug 09
0
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The Alleged Broker Misconduct of B. David Goldstein

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

The law firm of Oakes & Fosher is presently investigating the alleged broker misconduct of B. David Goldstein. According to his publicly available FINRA BrokerCheck report, B. David Goldstein has…

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Aug 04
0
FINRA arbitration law firm Oakes & Fosher brings a claim against Northland Securities broker Robert Herje. Photo of a computer screen displaying stock market analyses

FINRA Arbitration Law Firm Oakes & Fosher Fights Northland Securities Broker Robert Herje

By Oakes & Fosher | Alternative Investment | No Comments
FINRA Arbitration Law Firm Oakes & Fosher brings an arbitration against Northland Securities for the actions of broker Robert Herje Robert Herje has been a licensed broker with Northland Securities...
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Mar 24
0
GPB Capital Holdings News: What You Need to Know - Oakes & Fosher

Jill Jester v Dinosaur Financial Group

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments
Oakes & Fosher recovered all of the losses suffered by a widow. The Dinosaur Financial Group broker put Mrs. Jester's huband's retirement accounts in alternative investments. The Jester's had limited...
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Feb 18
0
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Jack William Teboda Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jack William Teboda. According to his publicly available FINRA BrokerCheck report, Jack Teboda has…

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Jan 05
0
LPL Financial FINRA arbitration - Oakes & Fosher

LPL Financial FINRA Arbitration: Unsuitable Investments by Pamela Sue Espinoza

By Oakes & Fosher | Alternative Investment, Broker Negligence, Current Investigations | No Comments
Oakes & Fosher files an FINRA arbitration claim against LPL Financial Group for the actions of former SII Investments broker Pamela Sue Espinoza AKA Pamela Davis for the unsuitable recommendation...
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Dec 19
0
GPB Capital Holdings News: What You Need to Know - Oakes & Fosher

GPB Capital Holdings News: What You Need to Know

By Oakes & Fosher | Alternative Investment, Broker Negligence, Current Investigations | No Comments
AIG Advisor independent broker-dealers, Royal Alliance, FSC Corporation, SagePoint Financial, and Woodbury Financial Services recently sanctioned for sales of alternative investments in GPB Capital Holdings. The Financial Industry Regulatory Authority...
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Dec 06
0
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Starwood REIT Limits Withdrawals, Joining Northstar, Inland, KBS, the Parking REIT and others

By Oakes & Fosher | Alternative Investment, Current Investigations | No Comments

Following a surge in requests in November, Starwood Real Estate Income Trust has officially joined other non-traded real estate investment trusts by limiting investor withdrawals. In a letter to its…

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  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion
    • Annuity and Insurance Fraud
      • Equity Indexed Annuity
      • Variable Annuity
      • Variable Life Insurance
    • Broker Negligence
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
  • Contact