Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Neal Scott Allegedly Breaches His Fiduciary Duty
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…
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Current Investigations Edward Murphy Allegedly Executes Unsuitable UIT Trades
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Edward Murphy. According to his publicly available FINRA BrokerCheck report, Edward Murphy has been the subject of multiple customer disputes over the course…
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Current Investigations Robert Disman Allegedly Omits Material Facts Regarding Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Disman. According to his publicly available FINRA BrokerCheck report, Robert Disman has been the subject of multiple customer disputes over the course…
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Current Investigations Craig Hodges Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Craig Hodges. According to his publicly available FINRA BrokerCheck report, Craig Hodges has been the subject of a customer dispute. Craig Hodges is a…
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Current Investigations Victor Connor Allegedly Manages Customer’s Account Negligently
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Victor Connor. According to his publicly available FINRA BrokerCheck report, Victor Connor has been the subject of multiple customer disputes over the course…
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Current Investigations Jason Zwibel Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jason Zwibel. According to his publicly available FINRA BrokerCheck report, Jason Zwibel has been the subject of multiple customer disputes over the course…
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Current Investigations Peter Ruggiere Allegedly Excessively Trades A Customer’s Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Peter Ruggiere. According to his publicly available FINRA BrokerCheck report, Peter Ruggiere has been the subject of multiple customer disputes over the…
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Current Investigations Jennifer Ling Allegedly Fails To Adequately Disclose Risks Associated With Promissory Note Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jennifer Ling. According to her publicly available FINRA BrokerCheck report, Jennifer Ling has been the subject of multiple customer disputes.…
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Current Investigations Christopher Jorgensen Allegedly Engages In Excessive Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Jorgensen. According to his publicly available FINRA BrokerCheck report, Christopher Jorgensen has been the subject of multiple customer…
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Current Investigations Michael Blueweiss Allegedly Steals Customers’ Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Blueweiss. According to his publicly available FINRA BrokerCheck report, Michael Blueweiss has been the subject of multiple customer disputes over…
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Current Investigations Brody Bray Allegedly Recommends Unsuitable And Fraudulent Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Brody Bray. According to his publicly available FINRA BrokerCheck report, Brody Bray has been the subject of a customer dispute in his career. Brody Bray is…
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Current Investigations David Beutler Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Beutler. According to his publicly available FINRA BrokerCheck report, David Beutler has been the subject of a customer dispute. David Beutler…
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