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      • Non-Traded REITs
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Aug 23
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David Lowenthal Allegedly Fails To Disclose The Risks Associated With Derivatives

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker David Lowenthal. According to his publicly available FINRA BrokerCheck report, David Lowenthal has been…
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Aug 23
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Lance Gilden Allegedly Forges Customer Signatures

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Lance Gilden. According to his publicly available FINRA BrokerCheck report, Lance Gilden has…
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Aug 23
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Scott Andersen Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Scott Andersen. According to his publicly available FINRA BrokerCheck report, Scott Andersen is the…
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Aug 23
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Jeffrey Schwebach Allegedly Recommends A Highly Unsuitable Non-Traded REIT To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jeffrey Schwebach. According to his publicly available FINRA BrokerCheck report, Jeffrey Schwebach, has…
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Aug 23
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Michael Kamperman Allegedly Recommends Speculative Energy Sector Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Michael Kamperman. According to his publicly available FINRA BrokerCheck report, Michael Kamperman has…
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Aug 21
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Ron Willoughby Allegedly Recommends A Highly Unsuitable UIT Trading Strategy

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that individuals who believe they have…
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Aug 21
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Rand Heckler Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of former securities broker Rand Heckler. According to his publicly available FINRA BrokerCheck report, Rand Heckler is…
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Aug 21
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Nina Jessee Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the possible misconduct of former securities broker Nina Jessee. According to her publicly available FINRA BrokerCheck report, Nina Jessee has been the subject of…
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Aug 21
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Peter Huffman Allegedly Churns His Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Peter Huffman. According to his publicly available FINRA BrokerCheck report, Peter Huffman is the…
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Aug 21
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Multiple Investors Accuse Mark E. Jones Of Misrepresentation

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Mark E. Jones. According to his publicly available FINRA BrokerCheck report, Mark E. Jones…
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