Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Hank Werner Allegedly Churned The Accounts Of An Elderly, Blind Customer
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who believe that they might have lost money in this manner may be entitled to damages. The law firm…
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Current Investigations Michael Oppenheim Allegedly Embezzles Customer Funds
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is, investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…
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Current Investigations Aaron Parthemer Allegedly Solicits Investments For Unapproved Outside Securities
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…
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Current Investigations Elliot Harris Allegedly Churns His Clients’ Accounts
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is, investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…
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Current Investigations Douglas Studer Allegedly Engages In Unauthorized Trading
There are a lot of investors who are unaware of their legal options after losing money due to securities broker fraud and/or negligence. The truth of the matter is, investors who have lost money in this manner may be entitled to damages. The law firm of Oakes…
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Current Investigations Peter Kohli Allegedly Misappropriates Customer Funds
Most investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…
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Current Investigations Robert Lappin Allegedly Recommends An Unsuitable UIT Trading Strategy
Many investors are not aware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in this fashion, may be entitled to damages. The law firm of Oakes & Fosher…
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Current Investigations Paul Lebel Allegedly Churns His Customers’ Account
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who believe that they have lost money in this fashion may be entitled to damages. The law firm of…
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Current Investigations Robert Batchen Allegedly Purchases Unsuitable Non-Traditional ETFs On Behalf Of A Customer
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who believe that they have lost money in this fashion, may be entitled to damages. The law firm of…
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Current Investigations Stanley Niekras Allegedly Recommends Unsuitable Annuities
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…
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Current Investigations Nicholas Shermeta Accused Of Negligence And Fraud
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…
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Current Investigations Gerald Cocuzzo Allegedly Engaged In A Fraudulent Investment Scheme That Included Accepting Bribes
Many investors are unaware of the legal recourse available to them after they lose money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of…
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