Dr. Craig McCann and his firm, Securities Litigation Consulting Group, examined the Walton Land Fund 3 private placement and determined that “Walton launders extraordinary fees through property transactions and reports...
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Some FINRA-licensed brokerage firms sold investments in private placements sponsored by Walton Holdings. These investments were particularly speculative, with high enumerated and hidden costs. Investors in Walton Land Fund 3...
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The Financial Industry Regulatory Authority (FINRA) provides a forum for mediation and arbitration to resolve disagreements and protect investors. In general, a dispute based on your financial advisor’s misconduct could...
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Oakes and Fosher is investigating Rene Javier Castro with Great Point Capital and previously with Center Street Securities for the sale of GWG Bonds. Rene Javier Castro was recently the...
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Oakes & Fosher Wins Million Dollar Case Against Brokerage Firm for the Activities of Stockbroker Marc Korsch In the only arbitration tried to date involving the actions of stockbroker Marc...
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Whenever there is a public panic, you can bet that there are wrongdoers behind the scenes looking to exploit the vulnerable and line their own pockets. A statement released on…
There is a fairly new type of investment strategy making the rounds among large investment firms that is garnering a lot of negative attention. This strategy involves trading uncovered short…