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Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Heath Bowen Allegedly Implements Unsuitable Options Trading Strategies
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Heath Bowen. According to his publicly available FINRA BrokerCheck report, Heath Bowen has been the subject of multiple customer disputes. Heath Bowen…
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Current Investigations Phillip Schreiner Discharged From Morgan Stanley
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Phillip Schreiner. Phillip Schreiner was a Texas based securities broker. He worked in the securities industry for fourteen years. During his career,…
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Current Investigations Somning Pheth Discharged From Wells Fargo Clearing Services
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Somning Pheth. Somning Pheth was a Washington based securities broker. He worked in the securities industry for four years. He spent his entire career…
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Current Investigations George Oldoerp Allegedly Recommends Unsuitable And Illiquid Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker George Oldoerp. According to his publicly available FINRA BrokerCheck report, George Oldoerp has been the subject of a customer dispute. George…
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Current Investigations John Maccoll Allegedly Misappropriates Funds From Numerous Customers Through A Fraudulent Investment
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Maccoll. According to his publicly available FINRA BrokerCheck report, John Maccoll has been the subject of numerous customer disputes. John…
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Current Investigations Vicente Davila Discharged From Morgan Stanley
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Vicente Davila. According to his publicly available FINRA BrokerCheck report, Vicente Davila has been the subject of a customer dispute. Vicente…
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Current Investigations Aaron Wilbanks Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Aaron Wilbanks. According to his publicly available FINRA BrokerCheck report, Aaron Wilbanks has been the subject of a customer dispute. Aaron…
Read More Current Investigations Garry Nelson Savage Jr. Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Garry Nelson Savage Jr. According to his publicly available FINRA BrokerCheck report, Gary Nelson Savage Jr. has been the subject of a customer…
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Current Investigations Stephen Robert Williams Allegedly Exercises Discretion Without Authorization
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stephen Robert Williams. Stephen Robert Williams was an Indiana based securities broker. He worked in the securities industry for sixteen years.…
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Current Investigations Yousuf Saljooki Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Yousuf Saljooki. According to his publicly available FINRA BrokerCheck report, Yousuf Saljooki has been the subject of numerous customer disputes.…
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Current Investigations Scott Miozzi Allegedly Misrepresents The Liquidity Of A Fixed Income Annuity
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Scott Miozzi. According to his publicly available FINRA BrokerCheck report, Scott Miozzi has been the subject of a customer dispute. Scott Miozzi was…
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Current Investigations Gregory Adamo Terminated From Allstate Financial Services
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gregory Adamo. Gregory Adamo was a New Jersey based securities broker. He worked in the securities industry for thirty-one years. During his career,…
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