Sagepoint Financial’s Cynthia Komarek barred by FINRA and is the subject of four customer complaints. Merrill Lynch employed Ms. Cynthia Komarek from 1991- 2008. She then became registered with Wells...
Oakes & Fosher is currently investigating FINRA-licensed stockbrokers who have sold GNMA, FNMA, FHLMC, and other mortgage bonds as short-term investments based on early payoff assumptions. With the rise in...
Oakes & Fosher is currently investigating FINRA brokerage firms, such as ONESCO and stockbrokers, that recommend moving from a traditional investment into a Variable or Fixed Whole Life Insurance Product. ...
Oakes & Fosher files an FINRA arbitration claim against LPL Financial Group for the actions of former SII Investments broker Pamela Sue Espinoza AKA Pamela Davis for the unsuitable recommendation...
AIG Advisor independent broker-dealers, Royal Alliance, FSC Corporation, SagePoint Financial, and Woodbury Financial Services recently sanctioned for sales of alternative investments in GPB Capital Holdings. The Financial Industry Regulatory Authority...
KBS NON-TRADED REIT 3 LIMITS REDEMPTIONS. Oakes and Fosher is currently representing those who have invested in a KBS REIT and suffered losses due to its high risk and illiquidity....
ALERT: NORTHSTAR HEALTHCARE INCOME TRUST’S SECONDARY MARKET TRANSACTIONS AT A LOW OF $1.72 PER SHARE Recent reports reflect that this non-traded real estate investment trust (REIT) is 80% invested in...