Sagepoint Financial’s Cynthia Komarek barred by FINRA and is the subject of four customer complaints. Merrill Lynch employed Ms. Cynthia Komarek from 1991- 2008. She then became registered with Wells…
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Oakes & Fosher is currently investigating FINRA-licensed stockbrokers who have sold GNMA, FNMA, FHLMC, and other mortgage bonds as short-term investments based on early payoff assumptions. With the rise in…
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Oakes & Fosher is currently investigating FINRA brokerage firms, such as ONESCO and stockbrokers, that recommend moving from a traditional investment into a Variable or Fixed Whole Life Insurance Product. …
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Oakes & Fosher files an FINRA arbitration claim against LPL Financial Group for the actions of former SII Investments broker Pamela Sue Espinoza AKA Pamela Davis for the unsuitable recommendation…
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AIG Advisor independent broker-dealers, Royal Alliance, FSC Corporation, SagePoint Financial, and Woodbury Financial Services recently sanctioned for sales of alternative investments in GPB Capital Holdings. The Financial Industry Regulatory Authority…
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KBS NON-TRADED REIT 3 LIMITS REDEMPTIONS. Oakes and Fosher is currently representing those who have invested in a KBS REIT and suffered losses due to its high risk and illiquidity.…
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ALERT: NORTHSTAR HEALTHCARE INCOME TRUST’S SECONDARY MARKET TRANSACTIONS AT A LOW OF $1.72 PER SHARE Recent reports reflect that this non-traded real estate investment trust (REIT) is 80% invested in…
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