Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Reset 2xLeveraged ISE Exclusively Homebuilders ETN (HOML)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN (LMLP)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS 2xMonthly Leveraged S&P MLP Index ETN Series B (MLPZ)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS ProShares Daily 3x Inverse Crude ETN linked to the Bloomberg WTI Crude Oil Subindex (WTID)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations Juan Barreras Allegedly Misrepresents Investments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Juan Barreras. According to his publicly available FINRA BrokerCheck report, Juan Barreras has been the subject of multiple customer disputes over the course…
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Current Investigations Shane Appelbaum Allegedly Recommends Unsuitable Investments To Elderly Investors
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Shane Appelbaum. According to his publicly available FINRA BrokerCheck report, Shane Appelbaum has been the subject of multiple customer disputes over the…
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Current Investigations How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged U.S. High Dividend Low Volatility ETN (HDLV)
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these UBS ETNs that were titled ETRACs. This specific product was called…
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Current Investigations The COVID-19 Pandemic Causes Numerous Investors To Realize They Were Unsuitably Invested In UBS ETRAC Products
Oakes & Fosher is presently investigating a series of investment products sold by registered brokers at UBS Financial Services Inc. These products were a series of exchange traded notes, also known as ETNs, that UBS titled ETRACs. Oakes & Fosher believes that…
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Current Investigations Christopher Shaw Allegedly Recommends Unsuitable Alternative Investments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Christopher Shaw. According to his publicly available FINRA BrokerCheck report, Christopher Shaw has been the subject of multiple customer disputes over the…
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Current Investigations Timothy Touloukian Allegedly Misrepresents Investments In Private Placements
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Timothy Touloukian. According to his publicly available FINRA BrokerCheck report, Timothy Touloukian has been the subject of multiple customer disputes over…
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Alternative Investment Phillips Edison & Company
Phillips Edison & Company Phillips Edison & Company started out as a limited partnership founded in 1991 in Cincinnati, OH by Jeffery Edison and Mike Phillips--the former still serving as the company's CEO. The purpose of this company was to invest in…
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Current Investigations Dennis Ayre Allegedly Over-Concentrates Customers’ Accounts In Risky Investment Options
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Dennis Ayre. According to his publicly available FINRA BrokerCheck report, Dennis Ayre has been the subject of multiple customer disputes over the course of…
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