Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Chad Hornaday Allegedly Embezzles Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Chad Hornaday. According to his publicly available FINRA BrokerCheck report, Chad Hornaday has been the subject of multiple customer disputes. Chad…
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Current Investigations Hospitality Investors Trust, Previously Known As ARC Hospitality Trust
Hospitality Investors Trust Hospitality Investors Trust, previously known as ARC Hospitality Trust, is currently being investigated by Oakes & Fosher regarding the suitability of the security. Hospitality Investors Trust, also referred to simply as HIT, is a…
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Alternative Investment Mewbourne Energy Partners
Mewbourne Energy Partners Oakes & Fosher is currently investigating the possible unsuitability of investments housed under the Mewbourne Energy Partners umbrella. Mewbourne Energy Partners is a United States Company that produces oil and gas for consumers.…
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Current Investigations Francesco Scarso Allegedly Misrepresents And Omits Material Facts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Francesco Scarso. According to his publicly available FINRA BrokerCheck report, Francesco Scarso has been the subject of multiple customer disputes.…
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Current Investigations Jeffrey Grayson Allegedly Over-Concentrates His Customers’ Portfolios In Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jeffrey Grayson. According to his publicly available FINRA BrokerCheck report, Jeffrey Grayson has been the subject of multiple customer disputes.…
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Current Investigations Brian Murphy Allegedly Defrauds A Customer By Creating A Bogus Website
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Brian Murphy. According to his publicly available FINRA BrokerCheck report, Brian Murphy has been the subject of multiple customer disputes. Brian…
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Current Investigations Bernardo Misseri Allegedly Churns A Customer’s Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bernardo Misseri. According to his publicly available FINRA BrokerCheck report, Bernardo Misseri has been the subject of multiple customer disputes.…
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Current Investigations Dennis C. Lee Allegedly Makes Unsuitable Investment Recommendations To Multiple Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dennis C. Lee. According to his publicly available FINRA BrokerCheck report, Dennis C. Lee has been the subject of multiple customer complaints.…
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Current Investigations Hyun Sik Cho Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Hyun Sik Cho. According to his publicly available FINRA BrokerCheck report, Hyun Sik Cho has been the subject of multiple customer complaints. Hyun…
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Current Investigations Ronald Cole Allegedly Converts Customer Funds For His Own Personal Use
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ronald Cole. According to his publicly available FINRA BrokerCheck report, Ronald Cole has been the subject of multiple customer complaints. Ronald…
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Current Investigations Jon Schmidhamer Pleads Guilty To Unlawful Securities Practices
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jon Schmidhamer. According to his publicly available FINRA BrokerCheck report, Jon Schmidhamer has been the subject of a customer dispute. Jon…
Read More Current Investigations John Valliades Allegedly Churns His Clients’ Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Valliades. According to his publicly available FINRA BrokerCheck report, John Valliades has been the subject of John Valliades was a New York…
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