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      • Non-Traded REITs
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jul 08
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Gerald Cocuzzo Allegedly Engaged In A Fraudulent Investment Scheme That Included Accepting Bribes

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after they lose money due to securities broker fraud and/or negligence. The truth is that investors who have lost…
Read More
Jul 03
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AdobeStock 29460248

William Gammon Allegedly Places Multiple Customers In Illiquid Private Placements

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is investors who have lost money in…
Read More
Jul 03
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AdobeStock 6336794

Andrew Yocum Receives Numerous Complaints Of Allegedly Recommending Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is investors who have lost money in…
Read More
Jul 03
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AdobeStock 47469769

Rodger Burskey Allegedly Engages In Excessive And Unauthorized DiscretionaryTrading

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is that investors who have lost money…
Read More
Jul 03
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AdobeStock 82289628

Gary Saitowitz Allegedly Invests Multiple Customers In Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities fraud and/or negligence. The truth is that investors who have lost money in…
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Jul 03
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AdobeStock 54422632

Michael Babyak Allegedly Engages In Unapproved Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is that investors who have lost money…
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Jul 03
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broker negligence attorney - Oakes & Fosher

Robert Tricarico Allegedly Converted Over $1.2 Million For His Own Personal Use

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Jul 02
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AdobeStock 62088406

Summit Brokerage Services Ignores Alerts Of Excessive Trading

By Oakes & Fosher Current Investigations No Comments
Summit Brokerage Services was sanctioned by FINRA in July 2019. The findings in this matter were that between January 2012 and March 2017, the firm ignored automated alerts regarding its…
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Jul 02
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AdobeStock 155565861

Donald Toomer Allegedly Initiates “Pump and Dump” Scheme

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is investors who have lost money in…
Read More
Jul 02
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AdobeStock 166541065

Hugh Levey Barred From The Securities Industry

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
Read More
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