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    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
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      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
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      • Variable Annuities
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Apr 24
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Rafael Golan Allegedly Recommended Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Rafael Golan. According to his publicly available FINRA BrokerCheck report, Rafael Golan has…
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Apr 19
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Marcus Boggs Allegedly Misappropriates Customer Funds To Pay His Personal Credit Card Bill

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Marcus Boggs. According to his publicly available FINRA BrokerCheck report, Marcus Boggs has…
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Apr 19
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James Schwartz Barred By FINRA Following Allegations Of Churning

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Schwartz. According to his publicly available FINRA BrokerCheck report, James Schwartz has…
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Apr 19
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Thomas Gallo Allegedly Negligently Misrepresents Promissory Notes

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas Gallo. According to his publicly available FINRA BrokerCheck report, Thomas Gallo has…
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Apr 19
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Michael Rappa Allegedly Recommends Customers Purchase Unsuitable Promissory Notes

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Rappa. According to his publicly available FINRA BrokerCheck report, Michael Rappa has…
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Apr 19
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Matthew Eckstein Allegedly Invests Multiple Individuals Into A Fraudulent Investment Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Matthew Eckstein. According to his publicly available FINRA BrokerCheck report, Matthew Eckstein has…
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Apr 17
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Gabriel Block Allegedly Engages In The Unsuitable Trading Of Customer Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gabriel Block. According to his publicly available FINRA BrokerCheck report, Gabriel Block has…
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Apr 17
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Edward Beyn Barred From Acting As A Securities Broker In Any Fashion Following Accusations Of Churning

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Edward Beyn. According to his publicly available FINRA BrokerCheck report, Edward Beyn has…
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Apr 17
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AdobeStock 224219585

William Gennity Allegedly Churns Multiple Customer Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Gennity. According to his publicly available FINRA BrokerCheck report, William Gennity has…
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Apr 17
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Multiple Customers Accuse Scott Donato Of Recommending Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Scott Donato. According to his publicly available FINRA BrokerCheck report, Scott Donato has…
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