Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Mark Sitter Allegedly Makes Material Misrepresentations About Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark Sitter. According to his publicly available FINRA BrokerCheck report, Mark Sitter has been the subject of multiple customer disputes over the course of…
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Current Investigations Peter Malis Allegedly Engages In Excessive, Unsuitable, And Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Peter Malis. According to his publicly available FINRA BrokerCheck report, Peter Malis has been the subject of multiple customer disputes. Peter Malis…
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Current Investigations Glenn Dornsife Allegedly Manages A Customer Account Negligently
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Glenn Dornsife. According to his publicly available FINRA BrokerCheck report, Glenn Dornsife has been the subject of multiple customer disputes. Glenn…
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Current Investigations Paul Notermann Allegedly Misrepresents Managed Account Fees
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Paul Noterman. According to his publicly available FINRA BrokerCheck report, Paul Noterman has been the subject of multiple customer disputes over the course…
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Current Investigations Justin Yoon Allegedly Recommends Unsuitable Municipal Bonds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Justin Yoon. According to his publicly available FINRA BrokerCheck report, Justin Yoon has been the subject of multiple customer disputes over the course of…
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Current Investigations Stephen Kowalski Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Stephen Kowalski. According to his publicly available FINRA BrokerCheck report, Stephen Kowalski has been the subject of multiple customer disputes over the…
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Current Investigations Logan Phillips Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Logan Phillips. According to his publicly available FINRA BrokerCheck report, Logan Phillips has been the subject of Logan Phillips was a Mississippi…
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Current Investigations Alvery Bartlett Allegedly Makes Material Misrepresentations About Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Alvery Bartlett. According to his publicly available FINRA BrokerCheck report, Alvery Bartlett has been the subject of multiple customer disputes over the…
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Current Investigations Barrett Schultz Allegedly Fails To Disclose The Extent Of Associated Risks
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Barrett Schultz. According to his publicly available FINRA BrokerCheck report, Barrett Schultz has been the subject of multiple customer disputes over the…
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Current Investigations Stephen Wolferman Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Stephen Wolferman. According to his publicly available FINRA BrokerCheck report, Stephen Wolferman has been the subject of multiple customer disputes over…
Read More Current Investigations Mark Katz Allegedly Misrepresents Tax Consequences Associated With Liquidating Concentrated Equity Position
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark Katz. According to his publicly available FINRA BrokerCheck report, Mark Katz has been the subject of a customer dispute in his career. Mark Katz is a…
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Current Investigations John Robert Morris Allegedly Recommends High-Risk Energy Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Robert Morris. According to his publicly available FINRA BrokerCheck report, John Robert Morris has been the subject of multiple customer disputes over…
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