The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Hydrick. According to his publicly available FINRA BrokerCheck report, David Hydrick has been the subject of a customer dispute.
David Hydrick was a Tennessee based securities broker. He worked in the securities industry for twenty years. During his career, he was registered with just two different securities firms. He is no longer working as a registered securities broker in any fashion.
His Registrations
- Morgan Keegan & Company (1997-2013)
- Raymond James (2012-2017)
The Allegations
In January 2018, a customer alleged that David Hydrick committed fraud, converted their funds, breached contract, executed unauthorized trades, misappropriated funds, and breached the standards of commercial honor and principals of trade. This case was settled for $115,000 in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitle to damages. Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with David Hydrick, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.
