The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bryan Benson. According to his publicly available FINRA BrokerCheck report, Bryan Benson has been the subject of a customer dispute and a regulatory sanction.

Bryan Benson was an Arizona based securities broker. He worked in the securities industry for forty-four years. During his career, he was registered with eight different securities firms. He is no longer working as a registered securities broker in any fashion.

His Registrations

  • Dean Witter & Co. Incorporated (1975-1978)
  • Dean Witter Reynolds Inc. (1978-1984)
  • Tucker, Anthony & R.L. Day Inc. (1984-1988)
  • Sutro & Co. Incorporated (1988-1992)
  • Rauscher Pierce Refsnes (1992-1998)
  • Dain Rauscher Incorporated (1998)
  • RBC Dain Rauscher (1998-2007)
  • Wells Fargo Clearing Services (2007-Present)

The Allegations

  • In April 2017, customers alleged that Bryan Benson recommended unsuitable investments. This case was settled for $415,000 in damages.
  • In April 2020, Bryan Benson was officially sanctioned by FINRA. The findings in this matter state that he refused to provide information and documents that FINRA had requested of him during an investigation. Due to this alleged failure to comply, Bryan Benson was barred by FINRA from acting as a securities broker in any fashion.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Bryan Benson, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.