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    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
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    • Stockbroker Fraud
      • Elder Fraud
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jun 05
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Gordon M. Roberts Allegedly Makes Material Misrepresentations About Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gordon M. Roberts. According to his publicly available FINRA BrokerCheck report, Gordon M. Roberts…
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Jun 05
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Manish Shah Allegedly Solicits A Loan From A Customer Under False Pretenses

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Manish Shah. According to his publicly available FINRA BrokerCheck report, Manish Shah has…
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May 31
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Gregory Dean Allegedly Churns The Accounts Of Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gregory Dean. According to his publicly available FINRA BrokerCheck report, Gregory Dean has…
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May 31
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Andrew Perry Allegedly Recommends The Highly Unsuitable Yield Enhancement Strategy

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating allegations levied against securities broker Andrew Perry concerning the Yield Enhancement Strategy--also known as the YES strategy. The Yield Enhancement…
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May 31
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Joel Davidman Allegedly Exercises Discretion Without Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joel Davidman. According to his publicly available FINRA BrokerCheck report, Joel Davidman has been…
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May 31
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Mark Schklar Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Schklar. According to his publicly available FINRA BrokerCheck report, Mark Schklar has…
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May 31
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Harold Pomeranz Allegedly Recommends Unsuitable UIT Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Harold Pomeranz. According to his publicly available FINRA BrokerCheck report, Harold Pomeranz has…
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May 30
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ATEL Capital Group

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Oakes & Fosher is currently investigating the possible unsuitability associated with equipment leasing products sold by brokers and broker dealers--specifically products under the umbrella of the ATEL Capital Group. These…
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May 30
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Robert Berry Allegedly Engages In Discretionary Trading Without Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Berry. According to his publicly available FINRA BrokerCheck report, Robert Berry has been…
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May 30
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Olori Hamilton Accused Of Converting Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Olori Hamilton. According to his publicly available FIRNA BrokerCheck report, Olori Hamilton has…
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