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Firm News & Case Results

Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.

Current Investigations
March 26, 2019

Gregory Voigt Allegedly Engages In Excessive Trading

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gregory Voigt. According to his publicly available FINRA BrokerCheck report, Gregory Voigt has been the subject of a customer dispute in his career. Gregory…

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Current Investigations
March 26, 2019

Teryl Trenchard Allegedly Converts Customer Funds

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Teryl Trenchard. According to his publicly available FINRA BrokerCheck report, Teryl Trenchard has been the subject of multiple customer disputes.…

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Current Investigations
March 26, 2019

Robert Tansey Allegedly Recommends Highly Unsuitable Municipal Bonds

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Tansey. According to his publicly available FINRA BrokerCheck report, Robert Tansey has been the subject of multiple customer disputes over the course…

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Current Investigations
March 26, 2019

Stephen Hollingsworth Allegedly Recommends Unsuitable Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Stephen Hollingsworth. According to his publicly available FINRA BrokerCheck report, Stephen Hollingsworth has been the subject of multiple customer disputes…

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Current Investigations
March 26, 2019

Steven Kraut Allegedly Breaches His Fiduciary Duty

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Steven Kraut. According to his publicly available FINRA BrokerCheck report, Steven Kraut has been the subject of Steven Kraut was a Minnesota based…

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Current Investigations
March 26, 2019

Roger Deal Allegedly Makes Material Misrepresentations Regarding Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Roger Deal. According to his publicly available FINRA BrokerCheck report, Roger Deal has been the subject of a customer dispute in his career. Roger Deal is…

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Current Investigations
March 26, 2019

Izhar Shefer Allegedly Makes Numerous Unsuitable Investment Recommendations

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Izhar Shefer. According to his publicly available FINRA BrokerCheck report, Izhar Shefer has been the subject of multiple customer disputes. Izhar…

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Current Investigations
March 26, 2019

Gary Benson Allegedly Converts Customer Funds

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gary Benson. According to his publicly available FINRA BrokerCheck report, Gary Benson has been the subject of multiple customer disputes over the course of…

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Current Investigations
March 26, 2019

Gregory Rusnak Discharged From Sigma Financial Corporation Following Allegations Of Exercising Discretion Without Proper Authorization

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gregory Rusnak. According to his publicly available FINRA BrokerCheck report, Gregory Rusnak has been the subject of multiple customer complaints.…

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Current Investigations
March 26, 2019

Andrew Day Allegedly Breaches His Fiduciary Duty

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Andrew Day. According to his publicly available FINRA BrokerCheck report, Andrew Day has been the subject of multiple customer disputes over the course of…

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Current Investigations
March 26, 2019

Mark Trewitt Allegedly Recommends Unsuitable Alternative Investments To Multiple Customers

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Trewitt. According to his publicly available FINRA BrokerCheck report, Mark Trewitt has been the subject of multiple customer disputes. Mark…

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Current Investigations
March 24, 2019

Tamara Steele Allegedly Engages In Selling Away

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Tamara Steele. According to her publicly available FINRA BrokerCheck report, Tamara Steele has been the subject of multiple customer disputes. Tamara…

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