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Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Timothy Atyeo Allegedly Over-Concentrates Investor Accounts In Speculative Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Timothy Atyeo. According to his publicly available FINRA BrokerCheck report, Timothy Atyeo has been the subject of multiple customer disputes over the course…
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Current Investigations Kerry Hoffman Allegedly Recommends An Unregistered, Fraudulent Investment To Numerous Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kerry Hoffman. According to his publicly available FINRA BrokerCheck report, Kerry Hoffman has been terminated from a securities firm and has been…
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Current Investigations Anthony Joslin Allegedly Makes Material Misrepresentations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony Joslin. According to his publicly available FINRA BrokerCheck report, Anthony Joslin has been the subject of multiple customer disputes. Anthony…
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Current Investigations Robert Snow Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Snow. According to his publicly available FINRA BrokerCheck report, Robert Snow has been the subject of a customer dispute. Robert Snow is presently…
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Current Investigations Russell Blum Allegedly Recommends An Unsuitable Holding Strategy
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Russell Blum. According to his publicly available FINRA BrokerCheck report, Russell Blum has been the subject of multiple customer disputes. Russell Blum is…
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Current Investigations William Burks Allegedly Fails To Disclose The Illiquidity Of Alternative Investments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker William Burks. According to his publicly available FINRA BrokerCheck report, William Burks has been the subject of multiple customer disputes over the…
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Current Investigations Daniel Davila Allegedly Recommends Highly Unsuitable Alternative Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Daniel Davila. According to his publicly available FINRA BrokerCheck report, Daniel Davila has been the subject of multiple customer disputes. Daniel…
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Current Investigations Thomas Burns Negligently Inflates His Customers’ Net Worth
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Thomas Burns. According to his publicly available FINRA BrokerCheck report, Thomas Burns has been the subject of multiple customer disputes over the…
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Current Investigations Mark Lamkin Discharged From LPL Financial
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Mark Lamkin. According to his publicly available FINRA BrokerCheck report, Mark Lamkin has been the subject of multiple customer disputes over the course of…
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Current Investigations Timothy Johnson Allegedly Converts Customer Funds
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Timothy Johnson. According to his publicly available FINRA BrokerCheck report, Timothy Johnson has been the subject of an employment termination.…
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Current Investigations Jason Williams Allegedly Fails To Diversify A Customer’s Account
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jason Williams. According to his publicly available FINRA BrokerCheck report, Jason Williams has been the subject of a customer dispute. Jason…
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Current Investigations Robert Scott Smith Allegedly Recommends Unsuitable Private Placements
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Robert Scott Smith. According to his publicly available FINRA BrokerCheck report, Robert Scott Smith has been the subject of multiple customer disputes over…
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