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Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Alternative Investment Sean Kelly Allegedly Converts Customer Funds To Fund His Lavish Lifestyle
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Sean Kelly. According to his publicly available FINRA BrokerCheck report, Sean Kelly was recently sanctioned by the United States Securities and…
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Current Investigations Daniel Maughan Allegedly Churns His Customer’s Trust Account
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Daniel Maughan. According to his publicly available FINRA BrokerCheck report, Daniel Maughan has been the subject of multiple customer disputes.…
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Current Investigations Kendall Groom Allegedly Misappropriates Customer Funds
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Kendall Groom. According to his publicly available FINRA BrokerCheck report, Kendall Groom has been the subject of a recent sanction from the United…
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Current Investigations Michel Lavelanet Allegedly Churns A Customer’s Account
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Michel Lavelanet. According to his publicly available FINRA BrokerCheck report, Michel Lavelanet has been the subject of multiple customer disputes.…
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Current Investigations Robert Regan Allegedly Recommends Unsuitable Private Placements
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Robert Regan. According to his publicly available FINRA BrokerCheck report, Robert Regan has been the subject of multiple customer disputes. Robert…
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Current Investigations Sean Lanci Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Sean Lanci. According to his publicly available FINRA BrokerCheck report, Sean Lanci has been the subject of a customer dispute. Sean Lanci was a New…
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Current Investigations Ricky Moore Suspended By FINRA
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Ricky Moore. According to his publicly available FINRA BrokerCheck report, Ricky Moore has been the subject of multiple customer disputes and a FINRA…
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Current Investigations Craig Langweiler Allegedly Churns His Customers’ Accounts
Oakes & Fosher is presently investigating the possible misconduct of former securities broker Craig Langweiler. According to his publicly available FINRA BrokerCheck report, Craig Langweiler has been the subject of multiple customer disputes. Craig Langweiler…
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Current Investigations J. Randall Gladden Allegedly Recommends An Unsuitable Variable Annuity
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker J. Randall Gladden. According to his publicly available FINRA BrokerCheck report, J. Randall Gladden has been the subject of multiple customer…
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Current Investigations William Henry Watson Allegedly Recommends Inappropriate Investments
The law firm of Oakes & Fohser is presently investigating the possible misconduct of former securities broker William Henry Watson. According to his publicly available FINRA BrokerCheck report, William Henry Watson has been the subject of multiple customer…
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Current Investigations David Lowenthal Allegedly Fails To Disclose The Risks Associated With Derivatives
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker David Lowenthal. According to his publicly available FINRA BrokerCheck report, David Lowenthal has been the subject of multiple customer disputes over the…
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Current Investigations Lance Gilden Allegedly Forges Customer Signatures
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Lance Gilden. According to his publicly available FINRA BrokerCheck report, Lance Gilden has been the subject of multiple customer disputes. Lance…
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