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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Oct 21
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Vitthal Patel Allegedly Forges Customer Signatures

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of Vitthal Patel. According to his publicly available FINRA BrokerCheck report, Vitthal Patel has been the subject…
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Oct 21
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Arlyn Stokesbary Allegedly Engages In Unauthorized Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Arlyn Stokesbary. According to his publicly available FINRA BrokerCheck report, Arlyn Stokesbary has…
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Oct 21
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John Tillotson Allegedly Impersonates Customers Over The Phone

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Tillotson. According to his publicly available FINRA BrokerCheck report, John Tillotson has been…
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Oct 21
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Scott Riley Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Scott Riley. According to his publicly available FINRA BrokerCheck report, Scott Riley has…
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Oct 21
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Michael Scott Nixon Allegedly Pressures A Customer To Purchase An Unsuitable Equity-Indexed Annuity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Scott Nixon. According to his publicly available FINRA BrokerCheck report, Michael Scott Nixon…
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Oct 21
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Roger Owens Allegedly Executes Unapproved Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of Roger Owens. According to his publicly available FINRA BrokerCheck report, Roger Owens has been the subject…
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Oct 21
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Stephen Kelbick Terminated From Wells Fargo Following Unauthorized Trading Allegations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stephen Kelbick. According to his publicly available FINRA BrokerCheck report, Stephen Kelbick has…
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Oct 16
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Richard Coleman Allegedly Engages In The Excessive Trading Of Multiple Investor Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Richard Coleman. According to his publicly available FINRA BrokerCheck report, Richard Coleman has…
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Oct 16
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Craig Zabala Allegedly Executes Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Craig Zabala. According to his publicly available FINRA BrokerCheck report, Craig Zabala has…
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Oct 16
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Lisa Acca Allegedly Recommends Unapproved Private Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Lisa Acca. According to her publicly available FINRA BrokerCheck report, Lisa Acca has…
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