Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Scott Andersen Allegedly Converts Customer Funds
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Scott Andersen. According to his publicly available FINRA BrokerCheck report, Scott Andersen is the subject of a pending customer dispute. Scott Andersen is…
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Current Investigations Jeffrey Schwebach Allegedly Recommends A Highly Unsuitable Non-Traded REIT To Multiple Customers
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jeffrey Schwebach. According to his publicly available FINRA BrokerCheck report, Jeffrey Schwebach, has been the subject of a recent FINRA sanction.…
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Current Investigations Michael Kamperman Allegedly Recommends Speculative Energy Sector Securities
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Michael Kamperman. According to his publicly available FINRA BrokerCheck report, Michael Kamperman has been the subject of multiple customer…
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Current Investigations Ron Willoughby Allegedly Recommends A Highly Unsuitable UIT Trading Strategy
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that individuals who believe they have lost money in this fashion could actually be entitled to damages. The…
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Current Investigations Rand Heckler Allegedly Misappropriates Customer Funds
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of former securities broker Rand Heckler. According to his publicly available FINRA BrokerCheck report, Rand Heckler is the subject of a pending customer complaint. Rand Heckler…
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Current Investigations Nina Jessee Allegedly Recommends Unsuitable Securities
Oakes & Fosher is presently investigating the possible misconduct of former securities broker Nina Jessee. According to her publicly available FINRA BrokerCheck report, Nina Jessee has been the subject of numerous customer disputes. Nina Jessee operated most…
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Current Investigations Peter Huffman Allegedly Churns His Customer’s Account
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Peter Huffman. According to his publicly available FINRA BrokerCheck report, Peter Huffman is the subject of a pending customer complaint. Peter Huffman is…
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Current Investigations Multiple Investors Accuse Mark E. Jones Of Misrepresentation
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Mark E. Jones. According to his publicly available FINRA BrokerCheck report, Mark E. Jones has been the subject of multiple customer disputes over the…
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Current Investigations Dean Kajouras Allegedly Fails To Diversify His Customers’ Portfolios
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that people who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes &…
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Current Investigations John R. Holland Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker John R. Holland. According to his publicly available FINRA BrokerCheck report, John R. Holland has been the subject of multiple customer disputes over the…
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Current Investigations Jeffrey Paul Davis Allegedly Over-Concentrates His Customers’ Accounts In Unsuitable Non-Traded REITs
Oakes & Fosher is presently investigating the possible misconduct of securities broker Jeffrey Paul Davis. According to his publicly available FINRA BrokerCheck report, Jeffrey Paul Davis has been the subject of a FINRA sanction. Jeffrey Paul Davis is…
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Current Investigations Nancy Glassman Allegedly Recommends Unsuitable Products
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Nancy Glassman. According to her publicly available FINRA BrokerCheck report, Nancy Glassman has been the subject of multiple customer disputes over the…
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