Firm News &amp; Case Results

August 19, 2019

Michael Ollmann Allegedly Engages In Churning

The law firm of Oakes & Fosher is interested in hearing from investors who believe they have lost money investing with securities broker Michael Ollmann. Oakes & Fosher has filed an arbitration against Wells Fargo, on behalf of one of their customers, due to…

Douglas Lamb Allegedly Recommends Highly Unsuitable Leveraged ETFs

Oakes & Fosher is presently investigating the possible misconduct of securities broker Douglas Lamb. According to his publicly available FINRA BrokerCheck report, Douglas Lamb has been the subject of multiple customer disputes over the course of his career.…

Larry Crabtree Allegedly Provides Inaccurate Financial Information

Oakes & Fosher is currently investigating the possible misconduct of former securities broker Larry Crabtree. According to his publicly available FINRA BrokerCheck report, Larry Crabtree has been the subject of multiple customer complaints. Larry Crabtree…

Robert Fehrman Allegedly Recommends Highly Unsuitable Alternative Investments To His Elderly Customers

Oakes & Fosher is presently investigating the alleged misconduct of securities broker Fehrman. According to his publicly available FINRA BrokerCheck report, Robert Fehrman is the subject of a pending customer dispute. Robert Fehrman is presently operating as…

Glenn King Allegedly Fraudulently Misrepresents Details Of UIT Transactions

Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Glenn King. According to his publicly available FINRA BrokerCheck report, Glenn King has been the subject of multiple customer disputes. Glenn King operated most…

Frederick Stow Allegedly Misappropriates Customer Funds

Oakes & Fosher is presently investigating the possible misconduct of former securities broker Frederick Stow. According to his publicly available FINRA BrokerCheck report, Frederick Stow has been the subject of a customer dispute. Frederick Stow operated most…

August 9, 2019

David Sullivan Allegedly Executes Unauthorized Transactions

Oakes & Fosher is currently investigating the possible misconduct of former securities broker David Sullivan. According to his publicly available FINRA BrokerCheck report, David Sullivan has been the subject of multiple customer disputes. David Sullivan…

Satya Shaw Allegedly Engages In Pattern Of Unsuitable Trading

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Satya Shaw. According to his publicly available FINRA BrokerCheck report, Satya Shaw has been the subject of a customer complaint. Satya Shaw…

Eric Nichols Allegedly Recommends Unsuitable Securities

Oakes & Fosher is presently investigating the possible misconduct of former securities broker Eric Nichols. According to his publicly available FINRA BrokerCheck report, Eric Nichols has been the subject of multiple customer disputes. Eric Nichols worked as a…

Trevor Rahn Allegedly Engages In Unauthorized Margin Trading

Oakes & Fosher is presently investigating the possible misconduct of former securities broker Trevor Rahn. According to his publicly available FINRA BrokerCheck report, Trevor Rahn has been the subject of multiple customer disputes. Trevor Rahn was a…

Larry Peggs Allegedly Executes Unauthorized Transactions

The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Larry Peggs. According to his publicly available FINRA BrokerCheck report, Larry Peggs has been the subject of multiple customer disputes over the course of…