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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Oct 01
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Anthony T. Conti Allegedly Makes Material Misrepresentations Leading To Loss Of Principal

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony T. Conti. According to his publicly available FINRA BrokerCheck report, Anthony T. Conti…
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Oct 01
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Michael Sims Allegedly Recommends Inappropriate Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Sims. According to his publicly available FINRA BrokerCheck report, Michael Sims has…
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Sep 30
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Richard Braverman Allegedly Recommends Unsuitable Direct Participation Programs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Richard Braverman. According to his publicly available FINRA BrokerCheck report, Richard Braverman has been…
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Sep 27
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Steven Roffman Terminated From Ameriprise Financial Services

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Steven Roffman. According to his publicly available FINRA BrokerCheck report, Steven Roffman has been…
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Sep 27
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Patrick Foley Allegedly Misleads A Customer About Required Premiums

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Patrick Foley. According to his publicly available FINRA BrokerCheck report, Patrick Foley has been…
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Sep 27
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Bobby Coburn Allegedly Recommends Unapproved Private Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bobby Coburn. According to his publicly available FINRA BrokerCheck report, Bobby Coburn has…
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Sep 27
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Barry Snyder Allegedly Engages In Excessive And Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Barry Snyder. According to his publicly available FINRA BrokerCheck report, Barry Snyder has been…
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Sep 27
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Leon Almeida Allegedly Misrepresents Variable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Leon Almeida. According to his publicly available FINRA BrokerCheck report, Leon Almeida has been…
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Sep 27
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Mark Wetherell Terminated From Kovack Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Wetherell. According to his publicly available FINRA BrokerCheck report, Mark Wetherell has…
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Sep 26
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Halil Kozi Allegedly Churns A Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Halil Kozi. According to his publicly available FINRA BrokerCheck report, Halil Kozi has…
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