Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Eric Savell Allegedly Recommends An Unapproved Private Security
The law firm of Oakes & Fohser is presently investigating the alleged misconduct of former securities broker Eric Savell. According to his publicly available FINRA BrokerCheck report, Eric Savell has been the subject of a customer complaint and a FINRA…
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Current Investigations Bernard Adair Allegedly Recommends Unsuitable Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Bernard Adair. According to his publicly available FINRA BrokerCheck report, Bernard Adair has been the subject of multiple customer complaints over the…
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Current Investigations Ricardo Turlan Allegedly Engages In An Unauthorized Use Of Discretion
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Ricardo Turlan. According to his publicly available FINRA BrokerCheck report, Ricardo Turlan has been the subject of a customer dispute. Ricardo…
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Current Investigations Philip Sheridan Terminated From Ameriprise Financial
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Philip Sheridan. According to his publicly available FINRA BrokerCheck report, Philip Sheridan has been the subject of an employment termination.…
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Alternative Investment Darren Kubiak Allegedly Places Investors In The Highly Unsuitable GPB Capital Funds
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Darren Kubiak. According to his publicly available FINRA BrokerCheck report, Darren Kubiak has been the subject of multiple customer disputes over the…
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Current Investigations Jim King Mui Allegedly Unsuitably Recommends A Customer Surrender An Annuity
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Jim King Mui. According to his publicly available FINRA BrokerCheck report, Jim King Mui has been the subject of multiple customer disputes over the course…
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Current Investigations Christopher Neston Allegedly Recommends Illiquid Alternative Investments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Christopher Neston. According to his publicly available FINRA BrokerCheck report, Christopher Neston has been the subject of multiple customer disputes over…
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Current Investigations David Rockwell Allegedly Misappropriates Customer Funds
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker David Rockwell. According to his publicly available FINRA BrokerCheck report, David Rockwell has been the subject of multiple customer disputes over…
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Current Investigations Robert Weissbein Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Robert Weissbein. According to his publicly available FINRA BrokerCheck report, Robert Weissbein has been the subject of multiple customer disputes over the…
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Current Investigations Merid Amde Allegedly Engages In Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Merid Amde. According to his publicly available FINRA BrokerCheck report, Merid Amde has been the subject of multiple customer disputes. Merid Amde…
Read More Current Investigations Christos Kalatoudis Allegedly Breaches Contract
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Christos Kalatoudis. Accourding to his publicly available FINRA BrokerCheck report, Christos Kalatoudis has been the subject of multiple customer…
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Current Investigations Brenda Ann Smith Allegedly Breaches Her Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Brenda Ann Smith. According to her publicly available FINRA BrokerCheck report, Brenda Ann Smith has been the subject of a customer complaint. Brenda…
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