Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Heather Weber Allegedly Makes Material Misrepresentations And Omissions Of Material Facts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Heather Weber. According to her publicly available FINRA BrokerCheck report, Heather Weber has been the subject of multiple complaints over the course of her…
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Current Investigations Kevin Fretz Allegedly Forges A Customer’s Signature
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Fretz. According to his publicly available FINRA BrokerCheck report, Kevin Fretz is the subject of a pending customer dispute. Kevin Fretz was a…
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Current Investigations Bernard Audet Allegedly Misrepresents Life Insurance Policies To Multiple Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Bernard Audet. According to his publicly available FINRA BrokerCheck report, Bernard Audet has been the subject of multiple customer disputes over the course…
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Current Investigations John Troy Howard Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Troy Howard. According to his publicly available FINRA BrokerCheck report, John Troy Howard has been the subject of multiple customer disputes over the…
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Current Investigations William Foster Allegedly Misrepresents A Variable Annuity
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William Foster. According to his publicly available FINRA BrokerCheck report, William Foster has been the subject of a customer dispute. William Foster is a…
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Current Investigations Alan Appelbaum Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Alan Appelbaum. According to his publicly available FINRA BrokerCheck report, Alan Appelbaum has been the subject of multiple customer disputes over the…
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Current Investigations Steve Netzel Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Steve Netzel. According to his publicly available FINRA BrokerCheck report, Steve Netzel is presently the subject of a pending dispute. Steve Netzel…
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Current Investigations Michael Patrick Nixon Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Patrick Nixon. According to his publicly available FINRA BrokerCheck report, Michael Patrick Nixon has been the subject of a customer dispute.…
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Current Investigations Matthew Albers Allegedly Exercises Discretion Without Proper Authorization
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Matthew Albers. According to his publicly available FINRA BrokerCheck report, Matthew Albers has been the subject of a customer dispute and a FINRA…
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Current Investigations Nathaniel Royce Clay Allegedly Makes Material Misrepresentations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Nathaniel Royce Clay. According to his publicly available FINRA BrokerCheck report, Nathaniel Royce Clay has been the subject of multiple customer…
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Current Investigations Vincent Mazza Allegedly Breaches Contract
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Vincent Mazza. According to his publicly available FINRA BrokerCheck report, Vincent Mazza has been the subject of multiple customer disputes. Vincent…
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Current Investigations David Kraft Allegedly Makes Material Misrepresentations Concerning Mutual Fund Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Kraft. According to his publicly available FINRA BrokerCheck report, David Kraft has been the subject of multiple customer disputes. David Kraft…
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