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      • Non-Traded REITs
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Dec 30
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Daniel Raupp Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daniel Raupp. According to his publicly available FINRA BrokerCheck report, Daniel Raupp has been…
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Dec 17
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UBS Financial’s Yield Enhancement Strategy

Andrew Brown Allegedly Recommends An Unsuitable Options Trading Strategy

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Andrew Brown. According to his publicly available FINRA BrokerCheck report, Andrew Brown has…
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Dec 17
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Robert Murray Allegedly Churns Customer Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Murray. According to his publicly available FINRA BrokerCheck report, Robert Murray has…
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Dec 17
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Martin Batstone Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Martin Batstone. According to his publicly available FINRA BrokerCheck report, Martin Batstone has…
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Dec 17
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Robert Meyers Allegedly Recommends Private Equity Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Meyers. According to his publicly available FINRA BrokerCheck report, Robert Meyers has…
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Dec 17
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Charles Bridgers Allegedly Executes Unauthorized Municipal-Bond Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Bridgers. According to his publicly available FINRA BrokerCheck report, Charles Bridgers has…
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Dec 17
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Simon Joseph Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Simon Joseph. According to his publicly available FINRA BrokerCheck report, Simon Joseph has been…
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Dec 17
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Brian Parker Allegedly Forges Customer Signatures

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Brian Parker. According to his publicly available FINRA BrokerCheck report, Brian Parker has…
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Dec 17
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Jefferey Dyra Allegedly Misappropriates A Customer’s Funds

By Oakes & Fosher Uncategorized No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jefferey Dyra. According to his publicly available FINRA BrokerCheck report, Jefferey Dyra has…
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Dec 17
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Stuart Nichols Barred By FINRA Following Allegations Of Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stuart Nichols. According to his publicly available FINRA BrokerCheck report, Stuart Nichols has…
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