Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Michael Barry Carter Allegedly Misappropriates Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Barry Carter. According to his publicly available FINRA BrokerCheck report, Michael Barry Carter has been the subject of multiple customer…
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Current Investigations Donald Teboe Barred By FINRA Following Allegations Of Unsuitable Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Donald Teboe. He was a Michigan based securities broker. He worked in the securities industry for fifteen years. During his career, he was registered…
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Current Investigations Kevin Gunnip Barred Following Allegations Of Excessive Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Gunnip. According to his publicly available FINRA BrokerCheck report, Kevin Gunnip has been the subject of multiple customer disputes. Kevin…
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Current Investigations Robert Kahn Allegedly Engages In Excessive Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Kahn. According to his publicly available FINRA BrokerCheck report, Robert Kahn has been the subject of multiple customer disputes over the…
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Current Investigations Lance Ziesemer Allegedly Institutes A Highly Unnecessary Short-Term UIT Trading Strategy
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Lance Ziesemer. According to his publicly available FINRA BrokerCheck report, Lance Ziesemer has been the subject of multiple customer disputes. Lance…
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Current Investigations Benjamin Lowder Allegedly Solicits Investments For Fictitious Entities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Benjamin Lowder. According to his publicly available FINRA BrokerCheck report, Benjamin Lowder has been the subject of multiple complaints. Benjamin…
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Current Investigations James Lamont Allegedly Recommends Customers Invest In The Fraudulent Woodbridge Group Of Companies
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Lamont. According to his publicly available FINRA BrokerCheck report, James Lamont has been the subject of multiple customer complaints. James…
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Current Investigations Randolph Eddlemon Allegedly Recommends Highly Unsuitable Annuity Exchanges
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Randolph Eddlemon. According to his publicly available FINRA BrokerCheck report, Randolph Eddlemon has been the subject of multiple customer disputes.…
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Current Investigations Dain Stokes Allegedly Misuses Solicited Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dain Stokes. According to his publicly available FINRA BrokerCheck report, Dain Stokes has been the subject of a customer complaint and a regulatory…
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Current Investigations Stephen Klinger Terminated From Wells Fargo Clearing Services
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stephen Klinger. He was a North Carolina based securities broker. He worked in the securities industry for thirty-four years. During his career, he…
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Current Investigations Dale Wright Allegedly Engages In A Predatory Investment Strategy Where He Advised Investors To Pull Equity From Their Homes
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dale Wright. According to his publicly available FINRA BrokerCheck report, Dale Wright has been the subject of multiple customer disputes. Dale Wright…
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Current Investigations Joseph Weinrich Accused Of Broker Negligence
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Joseph Weinrich. According to his publicly available FINRA BrokerCheck report, Joseph Weinrich has been the subject of multiple customer disputes.…
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