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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jan 28
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Elizabeth Guarino Allegedly Places An Elderly Customer Into Unsuitable Oil And Gas Limited Partnerships

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Elizabeth Guarino. According to her publicly available FINRA BrokerCheck report, Elizabeth Guarino has…
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Jan 15
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Joseph Roop Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Roop. According to his publicly available FINRA BrokerCheck report, Joseph Roop has been…
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Jan 15
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Pratul Agnihotri Allegedly Engages In Selling Away

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Pratul Agnihotri. According to his publicly available FINRA BrokerCheck report, Pratul Agnihotri has been…
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Jan 15
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Elderly Investor Wins $2.6 Million From Indie Firm In FINRA Arbitration

By Oakes & Fosher Oakes & Fosher in the News No Comments
By Vicky Ge Huang | January 8th, 2020 A Finra arbitration panel has ordered National Planning Corp. to pay $2.6 million to an octogenarian customer who bought fraudulent promissory notes,…
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Jan 15
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Sam Rine Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Sam Rine. According to his publicly available FINRA BrokerCheck report, Sam Rine has been…
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Jan 14
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Douglas Gildenmeister Terminated Following Allegations Of Unauthorized Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Douglas Gildenmeister. According to his publicly available FINRA BrokerCheck report, Douglas Gildenmeister has been…
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Jan 14
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broker negligence attorney - Oakes & Fosher

John Hoidas Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Hoidas. According to his publicly available FINRA BrokerCheck report, John Hoidas has been…
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Jan 14
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Ronald Roach Allegedly Perpetrates A Massive Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ronald Roach. According to his publicly available FINRA BrokerCheck report, Ronald Roach became…
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Jan 14
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George Schmidt Allegedly Makes Unauthorized Annuity Withdrawals

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker George Schmidt. According to his publicly available FINRA BrokerCheck report, George Schmidt has…
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Jan 14
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Gerald Dewes Allegedly Engages In Selling Away

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gerald Dewes. Gerald Dewes was a New York based securities broker. He worked…
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