Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Joseph Peggs Allegedly Executes Unauthorized Transactions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Peggs. According to his publicly available FINRA BrokerCheck report, Joseph Peggs has been the subject of multiple customer disputes over the course…
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Current Investigations William Byrd Allegedly Forgoes Investing Suitably To Maximize Commissions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William Byrd. According to his publicly available FINRA BrokerCheck report, William Byrd has been the subject of multiple customer disputes over the course…
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Current Investigations Fernando Gonzalez Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Fernando Gonzalez. According to his publicly available FINRA BrokerCheck report, Fernando Gonzalez is the subject of a pending customer dispute.…
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Current Investigations Vitthal Patel Allegedly Forges Customer Signatures
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of Vitthal Patel. According to his publicly available FINRA BrokerCheck report, Vitthal Patel has been the subject of a FINRA sanction. Vitthal Patel was a New Jersey based…
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Current Investigations Arlyn Stokesbary Allegedly Engages In Unauthorized Discretionary Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Arlyn Stokesbary. According to his publicly available FINRA BrokerCheck report, Arlyn Stokesbary has been the subject of a FINRA sanction. Arlyn…
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Current Investigations John Tillotson Allegedly Impersonates Customers Over The Phone
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Tillotson. According to his publicly available FINRA BrokerCheck report, John Tillotson has been the subject of a FINRA sanction. John Tillotson is a…
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Current Investigations Scott Riley Allegedly Executes Unauthorized Trades
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Scott Riley. According to his publicly available FINRA BrokerCheck report, Scott Riley has been the subject of a FINRA sanction. Scott Riley was a New…
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Current Investigations Michael Scott Nixon Allegedly Pressures A Customer To Purchase An Unsuitable Equity-Indexed Annuity
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Scott Nixon. According to his publicly available FINRA BrokerCheck report, Michael Scott Nixon has been the subject of a customer dispute. Michael…
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Current Investigations Roger Owens Allegedly Executes Unapproved Private Securities Transactions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of Roger Owens. According to his publicly available FINRA BrokerCheck report, Roger Owens has been the subject of a FINRA sanction. Roger Owens operated most recently as a…
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Current Investigations Stephen Kelbick Terminated From Wells Fargo Following Unauthorized Trading Allegations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stephen Kelbick. According to his publicly available FINRA BrokerCheck report, Stephen Kelbick has been the subject of multiple customer disputes.…
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Current Investigations Richard Coleman Allegedly Engages In The Excessive Trading Of Multiple Investor Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Richard Coleman. According to his publicly available FINRA BrokerCheck report, Richard Coleman has been the subject of multiple customer disputes.…
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Current Investigations Craig Zabala Allegedly Executes Private Securities Transactions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Craig Zabala. According to his publicly available FINRA BrokerCheck report, Craig Zabala has been the subject of a FINRA sanction. Craig Zabala was a…
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