Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Lisa Acca Allegedly Recommends Unapproved Private Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Lisa Acca. According to her publicly available FINRA BrokerCheck report, Lisa Acca has been the subject of a FINRA sanction. Lisa Acca was a New York…
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Current Investigations Eldridge Parks Allegedly Recommends Unsuitable Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Eldridge Parks. According to his publicly available FINRA BrokerCheck report, Eldridge Parks has been the subject of a customer dispute and a FINRA…
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Current Investigations Bryan Clark Allegedly Engages In Unapproved Private Securities Transactions
Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bryan Clark. According to his publicly available FINRA BrokerCheck report, Bryan Clark has been the subject of multiple customer disputes. Bryan Clark was a…
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Current Investigations Joshua Stivers Allegedly Recommends Unsuitable Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joshua Stivers. According to his publicly available FINRA BrokerCheck report, Joshua Stivers is the subject of a pending customer dispute. Joshua Stivers is…
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Alternative Investment Robert Ginsberg Allegedly Recommends Highly Unsuitable Non-Traded REITs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Ginsberg. According to his publicly available FINRA BrokerCheck report, Robert Ginsberg has been the subject of multiple customer disputes connected…
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Current Investigations John Howley Allegedly Recommends A Fraudulent Investment Known As Global Credit Recovery
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Howley. According to his publicly available FINRA BrokerCheck report, John Howley has been the subject of multiple customer disputes in…
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Current Investigations Yvonne Silguero Allegedly Misrepresents And Omits Material Facts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Yvonne Silguero. According to her publicly available FINRA BrokerCheck report, Yvonne Silguero has been the subject of multiple customer disputes over the…
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Current Investigations Robert Edward Burns Allegedly Recommends Unsuitable Alternative Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Edward Burns. According to his publicly available FINRA BrokerCheck report, Robert Edward Burns has been the subject of multiple customer disputes.…
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Current Investigations Marilyn Zehntner Allegedly Breaches Her Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marilyn Zehntner. According to her publicly available FINRA BrokerCheck report, Marilyn Zehntner has been the subject of a customer dispute. Marilyn Zehntner…
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Current Investigations John Santariello Allegedly Churns His Customers’ Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Santariello. According to his publicly available FINRA BrokerCheck report, John Santariello has been the subject of multiple customer disputes.…
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Current Investigations Jeffrey Nesseth Allegedly Recommends Unsuitable Non-Traded REITs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeffrey Nesseth. According to his publicly available FINRA BrokerCheck report, Jeffrey Nesseth has been the subject of multiple customer disputes over the…
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Current Investigations Anthony T. Conti Allegedly Makes Material Misrepresentations Leading To Loss Of Principal
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony T. Conti. According to his publicly available FINRA BrokerCheck report, Anthony T. Conti has been the subject of a customer dispute. Anthony T. Coni…
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