The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Fretz. According to his publicly available FINRA BrokerCheck report, Kevin Fretz is the subject of a pending customer dispute.

Kevin Fretz was a Connecticut based securities broker. He worked in the securities industry for nineteen years. During his career, he was registered with six different securities firms.

His Registrations

  • IDS Life Insurance Company (2000-2001)
  • American Express Financial Advisors (2000-2001)
  • Phoenix Equity Planning Corporation (2001-2004)
  • Webster Investment Services (2004-2007)
  • UVest Financial Services Group (2007-2011)
  • LPL Financial (2011-2019)

The Allegations

In August 2019, a customer alleged that Kevin Fretz forged their signature and made material misrepresentations about investments. The customer is seeking an undisclosed amount in damages. Due to these allegations, he was discharged from his position at LPL Financial.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Kevin Fretz, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.