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  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
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    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Apr 24
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Thomas Martin Suspended For Allegedly Exercising Discretion in Non-Discretionary Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Thomas S. Martin. According to his publicly available FINRA BrokerCheck report, Thomas Martin has…
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Apr 24
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Kevin Meadows Suspended By FINRA Following Allegations Of Churning A Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Kevin Meadows. According to his publicly available FINRA BrokerCheck report, Kevin Meadows had been…
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Apr 24
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Aaron Sheehy Sanctioned By FINRA For Allegedly Engaging In Unauthorized Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Aaron Sheehy. According to his publicly available FINRA BrokerCheck report, Aaron Sheehy had been…
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Apr 24
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Presidio Property Trust

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently interested in hearing from investors who believe they experienced losses while being invested in a non-traded REIT known as Presidio Property…
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Apr 24
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Coronavirus Related Scams

SEC Warns Investors About Coronavirus-Related Scams

By Oakes & Fosher Investment Fraud No Comments
Whenever there is a public panic, you can bet that there are wrongdoers behind the scenes looking to exploit the vulnerable and line their own pockets. A statement released on…
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Apr 23
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Highlands REIT

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is currently interested in hearing from investors who believe they were financially harmed by an investment called Highlands Real Estate Investment Trust, or…
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Apr 15
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Murray Roark Allegedly Over-Concentrates Customer Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Murray Roark. According to his publicly available FINRA BrokerCheck report, Murray Roark has been…
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Apr 15
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Enrique Lopez Allegedly Recommends Highly Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Enrique Lopez. According to his publicly available FINRA BrokerCheck report, Enrique Lopez has been…
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Apr 15
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Peter Monson Allegedly Trades A Customer’s IRA Account Unsuitably

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fohser is presently investigating the alleged misconduct of securities broker Peter Monson. According to his publicly available FINRA BrokerCheck report, Peter Monson has been…
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Apr 13
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Antonio Puente Barred By FINRA Following Allegations Of Engaging In Outside Business Activities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Antonio Puente. Antonio Puente was a Florida based securities broker. He worked in…
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