Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Murray Roark Allegedly Over-Concentrates Customer Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Murray Roark. According to his publicly available FINRA BrokerCheck report, Murray Roark has been the subject of multiple customer disputes over the course…
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Current Investigations Enrique Lopez Allegedly Recommends Highly Unsuitable Non-Traded REITs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Enrique Lopez. According to his publicly available FINRA BrokerCheck report, Enrique Lopez has been the subject of multiple customer disputes over the course…
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Current Investigations Peter Monson Allegedly Trades A Customer’s IRA Account Unsuitably
The law firm of Oakes & Fohser is presently investigating the alleged misconduct of securities broker Peter Monson. According to his publicly available FINRA BrokerCheck report, Peter Monson has been the subject of a regulatory sanction. Peter Monson is a…
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Current Investigations Antonio Puente Barred By FINRA Following Allegations Of Engaging In Outside Business Activities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Antonio Puente. Antonio Puente was a Florida based securities broker. He worked in the securities industry for 22 years. During his career, he was…
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Current Investigations Jeremy Rosen Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeremy Rosen. According to his publicly available FINRA BrokerCheck report, Jeremy Rosen has been the subject of multiple customer disputes in his career.…
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Current Investigations Eladio Santiago Allegedly Mismanages His Customers’ Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Eladio Santiago. According to his publicly available FINRA BrokerCheck report, Eladio Santiago has been the subject of multiple customer disputes over the…
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Current Investigations Michael Hood Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Hood. According to his publicly available FINRA BrokerCheck report, Michael Hood has been the subject of multiple customer disputes over the course…
Read More Current Investigations Shelley Eddy Allegedly Fails To Diversify Customer Portfolios
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Shelley Eddy. According to her publicly available FINRA BrokerCheck report, Shelley Eddy has been the subject of multiple customer disputes over the course…
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Current Investigations Christopher Miller Allegedly Engages In Financial Elder Abuse
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of Christopher Miller. According to his publicly available FINRA BrokerCheck report, Christopher Miller has been the subject of multiple customer disputes over the course of his…
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Current Investigations Peter Maller Allegedly Recommends Illiquid Annuities And Private Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Peter Maller. According to his publicly available FINRA BrokerCheck report, Peter Maller has been the subject of multiple customer disputes over the course…
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Current Investigations Kenneth Hutkin Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kenneth Hutkin. According to his publicly available FINRA BrokerCheck report, Kenneth Hutkin has been the subject of multiple customer disputes. Kenneth…
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Current Investigations Mickey Schreiber Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mickey Schreiber. According to his publicly available FINRA BrokerCheck report, Mickey Schreiber has been the subject of multiple customer disputes over the…
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