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Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations James Kirchner Allegedly Recommends Unsuitable Private Placements
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Kirchner. According to his publicly available FINRA BrokerCheck report, James Kirchner has been the subject of multiple customer disputes. James…
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Current Investigations Jason Labelle Allegedly Makes Material Misrepresentations About A Promissory Note
The law firm of Oakes & Fosher is investigating the alleged misconduct of former securities broker Jason Labelle. According to his publicly available FINRA BrokerCheck report, Jason Labelle has been the subject of a customer dispute. Jason Labelle was a…
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Current Investigations Jay Weil Allegedly Chooses Investments Based On Commissions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jay Weil. According to his publicly available FINRA BrokerCheck report, Jay Weil has been the subject of a customer dispute. Jay Weil was a California…
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Current Investigations Travis Lippmann Allegedly Makes Material Misrepresentations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Travis Lippmann. According to his publicly available FINRA BrokerCheck report, Travis Lippmann has been the subject of multiple customer disputes over the…
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Current Investigations Jeffrey Rahm Terminated From Stifel, Nicolaus & Company
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeffrey Rahm. According to his publicly available FINRA BrokerCheck report, Jeffrey Rahm has been the subject of multiple customer disputes over the course…
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Current Investigations Marc Linsky Allegedly Violates The Pennsylvania Securities Act
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marc Linsky. According to his publicly available FINRA BrokerCheck report, Marc Linky is the subject of a pending customer complaint. Marc Linsky is a New…
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Current Investigations Robert Allan Mann Allegedly Engages In Unsuitable Investment Practices
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Allan Mann. According to his publicly available FINRA BrokerCheck report, Robert Allan Mann has been the subject of multiple customer disputes over…
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Current Investigations Scott Ozer Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Scott Ozer. According to his publicly available FINRA BrokerCheck report, Scott Ozer is currently the subject of a pending customer dispute. Scott Ozer is a…
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Current Investigations Ernest Sean Mishne Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ernest Sean Mishne. According to his publicly available FINRA BrokerCheck report, Ernest Sean Mishne has been the subject of multiple complaints over the…
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Current Investigations Edward Rudiger Allegedly Engages In Excessive Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Edward Rudiger. According to his publicly available FINRA BrokerCheck report, Edward Rudiger has been the subject of multiple customer disputes over the…
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Alternative Investment Business Development Corp. Of America
Business Development Corp. Of America Business Development Corp. of America is an alternative type of investment known as a non-traded business development company, or BDC. It was formed in Maryland in 2010. The company’s objective was to provide private…
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Current Investigations Eric Zakarin Allegedly Engages In Churning
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Eric Zakarin. According to his publicly available FINRA BrokerCheck report, Eric Zakarin has been the subject of multiple customer disputes. Eric…
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