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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Apr 12
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Dan King Allegedly Recommends An Unsuitable Private Placement

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Dan King. According to his publicly available FINRA BrokerCheck report, Dan King has been…
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Apr 07
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Jeremy Rosen Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeremy Rosen. According to his publicly available FINRA BrokerCheck report, Jeremy Rosen has been…
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Apr 03
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Eladio Santiago Allegedly Mismanages His Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Eladio Santiago. According to his publicly available FINRA BrokerCheck report, Eladio Santiago has been…
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Apr 03
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Michael Hood Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Hood. According to his publicly available FINRA BrokerCheck report, Michael Hood has been…
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Apr 03
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Shelley Eddy Allegedly Fails To Diversify Customer Portfolios

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Shelley Eddy. According to her publicly available FINRA BrokerCheck report, Shelley Eddy has been…
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Apr 03
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Christopher Miller Allegedly Engages In Financial Elder Abuse

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of Christopher Miller. According to his publicly available FINRA BrokerCheck report, Christopher Miller has been the subject…
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Mar 27
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Peter Maller Allegedly Recommends Illiquid Annuities And Private Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Peter Maller. According to his publicly available FINRA BrokerCheck report, Peter Maller has been…
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Mar 27
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Kenneth Hutkin Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kenneth Hutkin. According to his publicly available FINRA BrokerCheck report, Kenneth Hutkin has been…
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Mar 27
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Mickey Schreiber Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mickey Schreiber. According to his publicly available FINRA BrokerCheck report, Mickey Schreiber has been…
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Mar 25
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John Jaramillo Terminated From Western International Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Jaramillo. John Jaramillo was a Georgia based securities broker. He worked in…
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