Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations James Dresselaers Allegedly Recommends Highly Unsuitable Non-Traditional ETFs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Dresselaers. According to his publicly available FINRA BrokerCheck report, James Dresselaers has been the subject of multiple customer disputes…
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Current Investigations Ezri Shechter Allegedly Has Customers Sign Blank Discretionary Trading Forms
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ezri Shechter. According to his publicly available FINRA BrokerCheck report, Ezri Shechter was the subject of multiple customer complaints over the…
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Current Investigations John Borsellino Allegedly Allows Customers To Incur Unnecessary Fees
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Borsellino. According to his publicly available FINRA BrokerCheck report, John Borsellino has been the subject of multiple customer complaints.…
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Current Investigations Gerald Coyne Alleged Makes Material Misrepresentations About Variable Annuities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gerald Coyne. According to his publicly available FINRA BrokerCheck report, Gerald Coyne has been the subject of a customer dispute and a FINRA…
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Current Investigations Lance Armstrong Allegedly Solicits Loans From Member Firm Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Lance Armstrong. According to his publicly available FINRA BrokerCheck report, Lance Armstrong has been the subject of a FINRA sanction. Lance…
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Current Investigations Johnny Guan Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Johnny Guan. According to his publicly available FINRA BrokerCheck report, Johnny Guan has been the subject of multiple customer disputes over the course of…
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Current Investigations William F. Fox Allegedly Recommends Unsuitable Non-Traded REITs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William F. Fox. According to his publicly available FINRA BrokerCheck report, William F. Fox has been the subject of multiple customer disputes over the…
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Alternative Investment Rodney Potratz Allegedly Recommends Unsuitable Alternative Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Rodney Potratz. According to his publicly available FINRA BrokerCheck report, Rodney Potratz has been the subject of multiple customer disputes over the…
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Current Investigations Robert Genito Allegedly Engages In Private Business Activities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Genito. According to his publicly available FINRA BrokerCheck report, Robert Genito has been the subject of a FINRA sanction. Robert Genito was…
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Current Investigations Gerald Eaton Allegedly Facilitates Fraudulent Distributions From Customer Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gerald Eaton. According to his publicly available FINRA BrokerCheck report, Gerald Eaton has been the subject of a FINRA sanction. Gerald Eaton was a…
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Current Investigations Anthony Buono Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony Buono. According to his publicly available FINRA BrokerCheck report, Anthony Buono has been the subject of a customer dispute. Anthony Buono is a New…
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Current Investigations Robert D’Andria Allegedly Recommends An Unsuitable ETP Holding Pattern
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert D'Andria. According to his publicly available FINRA BrokerCheck report, Robert D'Andria has been the subject of a FINRA sanction. Robert D'Andria is a…
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