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    • Alternative Investments
      • Non-Traded REITs
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
May 11
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Christopher Shaw Allegedly Recommends Unsuitable Alternative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Christopher Shaw. According to his publicly available FINRA BrokerCheck report, Christopher Shaw has been…
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May 06
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Timothy Touloukian Allegedly Misrepresents Investments In Private Placements

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Timothy Touloukian. According to his publicly available FINRA BrokerCheck report, Timothy Touloukian has been…
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May 06
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Phillips Edison & Company

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Phillips Edison & Company  Phillips Edison & Company started out as a limited partnership founded in 1991 in Cincinnati, OH by Jeffery Edison and Mike Phillips--the former still serving as…
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Apr 30
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Dennis Ayre Allegedly Over-Concentrates Customers’ Accounts In Risky Investment Options

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Dennis Ayre. According to his publicly available FINRA BrokerCheck report, Dennis Ayre has been…
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Apr 30
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Fred Berens Allegedly Recommends High-Risk Investments In Puerto Rican Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Fred Berens. According to his publicly available FINRA BrokerCheck report, Fred Berens has been…
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Apr 30
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Kevin Nevin Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Kevin Mark Nevin According to his publicly available FINRA BrokerCheck report, Kevin Nevin has…
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Apr 27
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Carter Validus Mission Critical REIT II

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is interested in hearing from investors who may have suffered investment losses after being sold  an investment trust called Carter Validus Mission Critical…
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Apr 24
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Andrew Grant Suspended By FINRA For Allegedly Engaging In Unauthorized Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Andrew Justin Grant. According to his publicly available FINRA BrokerCheck report, Andrew Grant was…
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Apr 24
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Jody Thompson Suspended by FINRA For Allegedly Recommending Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Jody Thompson. According to his publicly available FINRA BrokerCheck report, Jody Thompson has been…
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Apr 24
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David Dalton Suspended By FINRA For Allegedly Executing Unauthorized Discretionary Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker David Dalton. According to his publicly available FINRA BrokerCheck report, David Dalton has been…
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