Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Mark Ketner Allegedly Engages In A Pattern Of Unsuitable And Excessive UIT Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark Ketner. According to his publicly available FINRA BrokerCheck report, Mark Ketner has been the subject of multiple customer disputes over the course of…
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Current Investigations Michael Androulakis Allegedly Recommends Unsuitable Leveraged ETFs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Androulakis. According to his publicly available FINRA BrokerCheck report, Michael Androulakis has been the subject of multiple customer disputes…
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Current Investigations Martin Brooks Allegedly Recommends Unsuitable Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Martin Brooks. According to his publicly available FINRA BrokerCheck report, Martin Brooks has been the subject of a customer dispute and a FINRA sanction.…
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Current Investigations Gregory Levine Discharged From First Allied Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gregory Levine. According to his publicly available FINRA BrokerCheck report, Gregory Levine has been the subject of multiple customer disputes.…
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Current Investigations David Krumrey Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Krumrey. According to his publicly available FINRA BrokerCheck report, David Krumrey has been the subject of multiple customer disputes. David…
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Current Investigations Michael Dennis Jackson Terminated Following Allegations Of Unauthorized Discretionary Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Dennis Jackson. According to his publicly available FINRA BrokerCheck report, Michael Dennis Jackson has been the subject of multiple customer…
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Current Investigations Anteneh Roberts Allegedly Converts Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Anteneh Roberts. According to his publicly available FINRA BrokerCheck report, Anteneh Roberts has been the subject of a customer dispute. Anteneh…
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Current Investigations Michael Nanto Allegedly Converts Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Nanto. According to his publicly available FINRA BrokerCheck report, Michael Nanto has been the subject of a customer dispute. Michael Nanto…
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Current Investigations Abed Lulu Allegedly Excessively Trades A Client’s Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Abed Lulu. According to his publicly available FINRA BrokerCheck report, Abed Lulu has been the subject of a customer dispute. Abed Lulu was a New…
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Current Investigations Samuel Haddix Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Samuel Haddix. According to his publicly available FINRA BrokerCheck report, Samuel Haddix has been the subject a customer dispute. Samuel Haddix was…
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Current Investigations Dennis Mehringer Jr. Allegedly Recommends Unsuitable And Excessive Short-Term Mutual Fund Switches
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dennis Mehringer Jr. According to his publicly available FINRA BrokerCheck report, Dennis Mehringer Jr. has been the subject of multiple customer…
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Current Investigations Morey Goldberg Allegedly Takes Part In Unauthorized Business Activities Away From His Member Firm
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Morey Goldberg. According to his publicly available FINRA BrokerCheck report, Morey Goldberg has been the subject of a FINRA sanction. Morey Goldberg…
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