Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Larry Wolfe Accused Of Unauthorized Trading, Misrepresentation, And More
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Larry Wolfe. According to his publicly available FINRA BrokerCheck report, Larry Wolfe has been the subject of multiple customer disputes. Larry Wolfe…
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Current Investigations Jason Klabal Allegedly Churns Multiple Customers’ Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jason Klabal. According to his publicly available FINRA BrokerCheck report, Jason Klabal has been the subject of multiple customer disputes. Jason…
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Current Investigations Lawrence Hagedorn Terminated From The O.N. Equity Sales Company
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Lawrence Hagedorn. According to his publicly available FINRA BrokerCheck report, Lawrence Hagedorn has been the subject of multiple customer…
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Current Investigations Kevin Graetz Allegedly Recommends Fraudulent Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Graetz. According to his publicly available FINRA BrokerCheck report, Kevin Graetz has been the subject of multiple customer disputes. Kevin…
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Current Investigations Truitt Ficklin Allegedly Misrepresents Multiple Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Truitt Ficklin. According to his publicly available FINRA BrokerCheck report, Truitt Ficklin has been the subject of multiple customer disputes.…
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Current Investigations Ricky Higgins Allegedly Submits Forms That Had Been Pre-Signed By Clients
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ricky Higgins. According to his publicly available FINRA BrokerCheck report, Ricky Higgins has been the subject of a FINRA sanction. Ricky Higgins is a South…
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Current Investigations Heather VanLandingham Allegedly Transfers Funds To An Impostor
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Heather VanLandingham. According to her publicly available FINRA BrokerCheck report, Heather VanLandingham has been the subject of a FINRA sanction.…
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Current Investigations Gary Strange Allegedly Receives Multiple Large Loans From Member Firm Customers Without Authorization
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of Gary Strange. According to his publicly available FINRA BrokerCheck report, Gary Strange has been the subject of a FINRA sanction. Gary Strange was a North Carolina based…
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Current Investigations Caroline Korn Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Caroline Korn. According to her publicly available FINRA BrokerCheck report, Caroline Korn has been the subject of multiple customer disputes.…
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Current Investigations Thomas Niles Allegedly Engages In An Unsuitable Pattern Of Short-Term UIT Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Niles. According to his publicly available FINRA BrokerCheck report, Thomas Niles has been the subject of a FINRA sanction. Thomas Niles is a New…
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Current Investigations Guy Conger Allegedly Used Discretion In Non-Discretionary Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Guy Conger. According to his publicly available FINRA BrokerCheck report, Guy Conger has been the subject of a FINRA sanction and a customer dispute…
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Current Investigations Mark Degner Allegedly Makes Material Misstatements To Multiple Elderly Customers Concerning CDs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark Degner. According to his publicly available FINRA BrokerCheck report, Mark Degner has been the subject of a FINRA sanction. Mark Degner is an Oregon…
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