Skip to main content
← Back to Blog
Current Investigations

Scott Miozzi Allegedly Misrepresents The Liquidity Of A Fixed Income Annuity

December 7, 2018

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Scott Miozzi. According to his publicly available FINRA BrokerCheck report, Scott Miozzi has been the subject of a customer dispute.

Scott Miozzi was a New York based securities broker. He worked in the securities industry for just two years. During his career, he was registered with just NyLife Securities. He is no longer working as a registered securities broker in any fashion.

His Allegations

In March 2018, a customer alleged that the liquidity and investment terms of a fixed income annuity had been misrepresented to them by Scott Miozzi. This case was settled for $24,433 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Scott Miozzi, please contact Oakes & Fosher for a free and private consultation.

Related Case Results

Current Investigations
August 7, 2018

John Galinsky Allegedly Omits Material Facts

The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker John Galinsky. According to his publicly available FINRA BrokerCheck report, John Galinsky has been the subject of multiple customer disputes throughout his…

Read More
Current Investigations
December 29, 2018

Ryan Murnane Allegedly Places Customers In Unsuitable Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ryan Murnane. According to his publicly available FINRA BrokerCheck report, Ryan Murnane has been the subject of multiple customer disputes. Ryan…

Read More
Current Investigations
November 26, 2018

Roger Kroeger Allegedly Misappropriates Cash Funds

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Roger Kroeger. According to his publicly available FINRA BrokerCheck report, Roger Kroeger is facing pending criminal charges in connection with an…

Read More
Current Investigations
July 29, 2019

Wenjinn Chang Allegedly Invests His Customer In Unsuitable Non-Traded REITs

Oakes & Fosher is currently investigating the possible negligence and/or misconduct by securities broker Wenjinn Chang. According to his publicly available FINRA BrokerCheck report, Wenjinn Chang has been the subject of multiple customer disputes over the…

Read More
Current Investigations
April 17, 2019

Gabriel Block Allegedly Engages In The Unsuitable Trading Of Customer Accounts

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gabriel Block. According to his publicly available FINRA BrokerCheck report, Gabriel Block has been the subject of multiple customer disputes. Gabriel…

Read More
Current Investigations
July 8, 2019

Robert Lappin Allegedly Recommends An Unsuitable UIT Trading Strategy

Many investors are not aware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in this fashion, may be entitled to damages. The law firm of Oakes & Fosher…

Read More

Do You Suspect Investment Fraud? We Can Help

Contact us today to discuss your situation and begin the process of financial recovery. Consultations are 100% free and confidential.