Over the last 12 years, Oakes & Fosher has tried and won more FINRA arbitration cases on behalf of individual investors than any other law firm in the country.

*Past results do not guarantee a similar outcome. The choice of a lawyer is an important decision and should not be based alone on prior results.

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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Scott Miozzi. According to his publicly available FINRA BrokerCheck report, Scott Miozzi has been the subject of a customer dispute.

Scott Miozzi was a New York based securities broker. He worked in the securities industry for just two years. During his career, he was registered with just NyLife Securities. He is no longer working as a registered securities broker in any fashion.

His Allegations

In March 2018, a customer alleged that the liquidity and investment terms of a fixed income annuity had been misrepresented to them by Scott Miozzi. This case was settled for $24,433 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Scott Miozzi, please contact Oakes & Fosher for a free and private consultation.