Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations John Krohn Allegedly Takes Part In Unapproved Business Activities Away From His Member Firm
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Krohn. According to his publicly available FINRA BrokerCheck report, John Krohn is the subject of a pending customer dispute. John Krohn was an…
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Current Investigations Gregory Anastos Allegedly Churns The Account Of An Elderly Couple
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gregory Anastos. According to his publicly available FINRA BrokerCheck report, Gregory Anastos has been the subject of a customer dispute and a FINRA…
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Current Investigations Maria Tamburro Barred By FINRA
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Maria Tamburro. According to her publicly available FINRA BrokerCheck report, Maria Tamburro has been the subject of a FINRA sanction. Maria Tamburro…
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Current Investigations Anthony Didonato Terminated From Pruco Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Anthony Didonato. Anthony Didonato was a Massachusetts based securities broker. He worked in the securities industry for four years. He spent his…
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Current Investigations James Polese Terminated From Morgan Stanley Following Allegations Of Misappropriating Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Polese. According to his publicly available FINRA BrokerCheck report, James Polese has been the subject of multiple customer disputes connected…
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Current Investigations Alexander Kibrik Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Alexander Kibrik. According to his publicly available FINRA BrokerCheck report, Alexander Kibrik has been the subject of multiple customer disputes.…
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Current Investigations Mark Flanagan Allegedly Engages In An Unauthorized And Inappropriate Use Of Margin
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of Mark Flanagan. According to his publicly available FINRA BrokerCheck report, Mark Flanagan has been the subject of multiple customer disputes. Mark Flanagan was an Illinois…
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Current Investigations Barry Connell Terminated From Morgan Stanley Amidst Allegations Of Misappropriating Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Barry Connell. According to his publicly available FINRA BrokerCheck report, Barry Connell has been the subject of multiple customer disputes. Barry…
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Current Investigations James Ward Resigns Amidst Allegations Of Misappropriating Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Ward. James Ward was a Florida based securities broker. He worked in the securities industry for four years. He spent his entire career…
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Current Investigations Bradley Taylor Pace Allegedly Misrepresents The Liquidity Of A REIT
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bradley Taylor Pace. According to his publicly available FINRA BrokerCheck report, Bradley Taylor Pace has been the subject of multiple customer…
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Current Investigations Michael Venturino Allegedly Engages In Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Venturino. According to his publicly available FINRA BrokerCheck report, Michael Venturino has been the subject of multiple customer disputes over…
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Current Investigations Louis Kittlaus Allegedly Recommends Unsuitable Private Placements
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Louis Kittlaus. According to his publicly available FINRA BrokerCheck report, Louis Kittlaus has been the subject of multiple customer disputes. Louis…
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