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Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Paul Taboada Barred By FINRA Following Alleged Fund Misappropriation
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Paul Taboada. According to his publicly available FINRA BrokerCheck report, Paul Taboada has been the subject of multiple complaints. Paul Taboada was…
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Current Investigations Matthew Singer Allegedly Misrepresents Options Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Matthew Singer. According to his publicly available FINRA BrokerCheck report, Matthew Singer has been the subject of multiple customer complaints.…
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Alternative Investment Gary Basralian Allegedly Converts Funds From Multiple Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gary Basralian. According to his publicly available FINRA BrokerCheck report, Gary Basralian has been the subject of multiple customer disputes. Gary…
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Current Investigations Stephen Woods Barred By FINRA
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of former securities broker Stephen Woods. According to his publicly available FINRA BrokerCheck report, Stephen Woods was sanctioned by FINRA in March 2018.…
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Current Investigations Dallas York Allegedly Converts Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dallas York. According to his publicly available FINRA BrokerCheck report, Dallas York has been the subject of a FINRA sanction. Dallas York was an…
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Current Investigations Francisco Ortiz Allegedly Falsifies A Wire Transfer Request Form
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Francisco Ortiz. According to his publicly available FINRA BrokerCheck report, Francisco Ortiz has been the subject of of a customer dispute and a…
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Current Investigations Austin Morton Allegedly Converts Money From An Elderly Customer With Dementia
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Austin Morton. According to his publicly available FINRA BrokerCheck report, Austin Morton has been the subject of a customer dispute. Austin Morton…
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Current Investigations Dennis Beeby Allegedly Recommends Private Securities Without Authorization From His Firm
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dennis Beeby. According to his publicly available FINRA BrokerCheck report, Dennis Beeby has been the subject of a FINRA sanction. Dennis Beeby was a…
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Current Investigations Frank Bazan Suspended By FINRA Following Allegations Of Not Disclosing Outside Business Activities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Frank Bazan. According to his publicly available FINRA BrokerCheck report, Frank Bazan has been the subject of a FINRA sanction. Frank Bazan was a…
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Current Investigations Thomas Meier Allegedly Executes Numerous Unauthorized Transactions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas Meier. According to his publicly available FINRA BrokerCheck report, Thomas Meier has been the subject of multiple customer disputes. Thomas…
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Current Investigations Jasper Boykin Jr. Discharged From MetLife Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jasper Boykin Jr. He was a Georgia based securities broker. He worked in the securities industry for sixteen years. During his career, he was…
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Current Investigations Michael Ralby Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Ralby. According to his publicly available FINRA BrokerCheck report, Michael Ralby has been the subject of multiple customer disputes. Michael…
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