Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Paul Bustamante Terminated From Empire Asset Management Company
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Paul Bustamante. Paul Bustamante was a New York based securities broker. He worked in the securities industry for seventeen years. During his career,…
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Current Investigations John Greg Schmidt Allegedly Converts Funds From Multiple Customers In Ponzi Like Scheme
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Greg Schmidt. According to his publicly available FINRA BrokerCheck report, John Greg Schmidt has been the subject of multiple customer…
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Current Investigations Benjamin Aibel Allegedly Places Customers In Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Benjamin Aibel. According to his publicly available FINRA BrokerCheck report, Benjamin Aibel has been the subject of multiple customer complaints.…
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Current Investigations Michael McGregor Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael McGregor. According to his publicly available FINRA BrokerCheck report, Michael McGregor has been the subject of a FINRA sanction. Michael…
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Current Investigations Peter Torabkhan Allegedly Exercises Discretion In Non-Discretionary Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Peter Torabkhan. According to his publicly available FINRA BrokerCheck report, Peter Torabkhan has been the subject of a FINRA sanction. Peter Torabkhan is a…
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Current Investigations Donald Leary Jr. Allegedly Engages In An Outside Business Venture Not Approved By His Member Firm
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Donald Leary Jr. According to his publicly available FINRA BrokerCheck report, Donald Leary Jr. has been the subject of a FINRA sanction. Donald Leary…
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Current Investigations Michael Hanke Allegedly Exercises Discretion In A Non-Discretionary Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Hanke. According to his publicly available FINRA BrokerCheck report, Michael Hanke has been the subject of a customer complaint and a FINRA…
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Current Investigations Michael Hurtgen Allegedly Solicits Member Firm Customers To Invest In Unapproved Private Placements
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Hurtgen. According to his publicly available FINRA BrokerCheck report, Michael Hurtgen has been the subject of a FINRA sanction. Michael Hurtgen is a…
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Current Investigations Ricardo Estrada Allegedly Engages In An Unapproved Outside Business Activity
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ricardo Estrada. According to his publicly available FINRA BrokerCheck report, Ricardo Estrada has been the subject of a FINRA sanction. Ricardo…
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Current Investigations Omer Ozeren Allegedly Exercises Discretion In Non-Discretionary Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Omer Ozeren. According to his publicly available FINRA BrokerCheck report, Omer Ozeren has been the subject of a customer complaint and a FINRA…
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Current Investigations Kevin Yang Allegedly Exercises Discretion In Non-Discretionary Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Yang. According to his publicly available FINRA BrokerCheck report, Kevin Yang has been the subject of multiple customer complaints. Kevin Yang…
Read More Current Investigations Timothy Beall Allegedly Recommends Outside Investments Without Authorization
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Timothy Beall. According to his publicly available FINRA BrokerCheck report, Timothy Beall has been the subject of a customer dispute and a FINRA…
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