The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Anteneh Roberts. According to his publicly available FINRA BrokerCheck report, Anteneh Roberts has been the subject of a customer dispute.

Anteneh Roberts was a Michigan based securities broker. He worked in the securities industry for just two years. During his career he was registered with two different securities firms. He is no longer working as a registered securities broker in any fashion.

His Registrations

  • PNC Investments (2015)
  • Merrill Lynch (2015-2017)

The Allegations

In March 2017, a customer alleged that Anteneh Roberts misappropriated funds from one of her accounts. This case was settled for $58,571 in damages.

Anteneh A. Roberts was eventually barred by FINRA from acting as a securities broker in any fashion.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Anteneh Roberts, please contact Oakes & Fosher for a free and private consultation.