The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Samuel Haddix. According to his publicly available FINRA BrokerCheck report, Samuel Haddix has been the subject a customer dispute.

Samuel Haddix was a Tennessee based securities broker. He worked in the securities industry for fourteen years. During his career, he was registered with three different securities firms. He is no longer working as a registered securities broker in any fashion.

His Registrations

  • American Express Financial Advisors (2001-2002)
  • IDS Life Insurance Company (2001-2006)
  • Ameriprise Financial Services (2002-2017)

The Allegations

In March 2017, customers alleged that Samuel Haddix breached his fiduciary duty, engaged in fraud, converted their funds, and violated the Tennessee Consumer Protection Act. This case is currently pending. The customers are seeking an undisclosed amount in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Samuel Haddix, please contact Oakes & Fosher for a free and private consultation.