The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Peter Torabkhan. According to his publicly available FINRA BrokerCheck report, Peter Torabkhan has been the subject of a FINRA sanction.
Peter Torabkhan is a New York based securities broker. He has worked in the securities industry for eleven years. During his career, he has been registered with four different securities firms.
His Registrations
- Gunnallen Financial (2008, 2009-2010)
- National Securities Corporation (2008-2009)
- Aegis Capital Corp. (2010-2011)
- Allied Millennial Partners (2011-Present)
The Allegations
Peter Torabkhan was officially sanctioned by FINRA in March 2018. The findings in this matter state that he allegedly exercised discretion in customer accounts without written authorization from the customer or having his member firm accept the accounts as discretionary. Due to these allegations, he was fined $2,500 and suspended from acting as a securities broker in any fashion for a period of ten business days.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Peter Torabkhan, please contact Oakes & Fosher for a free and private consultation.
