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Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Bradley Mascho Sentenced To 30 Months In Prison Following Conspiracy To Commit Securities Fraud Conviction
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bradley Mascho. According to his publicly available FINRA BrokerCheck report, Bradley Mascho has been the subject of numerous customer disputes.…
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Current Investigations Carlos Rodriguez Allegedly Recommends Unsuitable Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Carlos Rodriguez. According to his publicly available FINRA BrokerCheck report, Carlos Rodriguez has been the subject of multiple customer disputes.…
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Current Investigations Ryan Murnane Allegedly Places Customers In Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ryan Murnane. According to his publicly available FINRA BrokerCheck report, Ryan Murnane has been the subject of multiple customer disputes. Ryan…
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Current Investigations Minish Joe Hede Allegedly Recommends Fraudulent Private Placements
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Minish Joe Hede. According to his publicly available FINRA BrokerCheck report, Minish Joe Hede has been the subject of multiple customer disputes.…
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Current Investigations Christopher Tolmacs Allegedly Converts Customer Funds For Personal Use
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Tolmacs. According to his publicly available FINRA BrokerCheck report, Christopher Tolmacs has been the subject of numerous customer…
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Current Investigations Roberto Montano Allegedly Misrepresents The Details Of A Variable Annuity
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Roberto Montano. According to his publicly available FINRA BrokerCheck report, Roberto Montano has been the subject of multiple customer disputes.…
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Current Investigations Rick Konecny Allegedly Over-Concentrates Customer Accounts In Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Rick Konecny. According to his publicly available FINRA BrokerCheck report, Rick Konecny has been the subject of multiple customer complaints. Rick…
Read More Current Investigations James Crawford Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Crawford. According to his publicly available FINRA BrokerCheck report, James Crawford has been the subject of multiple customer complaints.…
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Current Investigations Multiple Customers Accuse Richard Cody Of Fraudulent Behavior
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Richard Cody. According to his publicly available FINRA BrokerCheck report, Richard Cody has been the subject of numerous customer disputes. Richard…
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Current Investigations Christopher Calandrino Allegedly Churns A Client’s Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Calandrino. According to his publicly available FINRA BrokerCheck report, Christopher Calandrino has been the subject of a customer…
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Current Investigations Shane Kelly Terminated From LPL Financial Following Allegations Of Unsuitable And Excessive Unit Investment Trust Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Shane Kelly. According to his publicly available FINRA BrokerCheck report, Shane Kelly has been the subject of multiple customer disputes. Shane Kelly…
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Current Investigations Thomas Dunlap Terminated From AXA Advisors
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas Dunlap. Thomas Dunlap was an Ohio based securities broker. He worked in the securities industry for nine years. He spent his entire career…
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