The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas Dunlap. Thomas Dunlap was an Ohio based securities broker. He worked in the securities industry for nine years. He spent his entire career registered with just AXA Advisors between 2007 and 2017. He is no longer working as a registered securities broker in any fashion.
Thomas Dunlap’s publicly available FINRA BrokerCheck report shows that he was terminated from his position at AXA Advisors in February 2017. This followed allegations that forged customer signatures on financial documents.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Thomas Dunlap, please contact Oakes & Fosher for a free and private consultation.