Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Multiple Customers Allege That William Hobby Purchased Highly Unsuitable Investments On Their Behalf
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Hobby. According to his publicly available FINRA BrokerCheck report, William Hobby has been the subject of numerous customer disputes. William…
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Current Investigations Timothy D. Rice Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Timothy D. Rice. According to his publicly available FINRA BrokerCheck report, Timothy D. Rice has been the subject of a customer dispute. Timothy D. Rice is…
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Current Investigations Michael Cowan Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Cowan. According to his publicly available FINRA BrokerCheck report, Michael Cowan has been the subject of multiple customer disputes. Michael…
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Current Investigations Frank Venable Allegedly Exercises Discretion Without The Proper Authorization
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Frank Venable. According to his publicly available FINRA BrokerCheck report, Frank Venable has been the subject of multiple customer disputes over the course…
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Current Investigations Jonathan Gold Allegedly Engages In Excessive Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jonathan Gold. According to his publicly available FINRA BrokerCheck report, Jonathan Gold is the subject of a pending customer dispute. Jonathan Gold is a…
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Current Investigations Seth Nannini Allegedly Engages In Unapproved Private Securities Transactions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Seth Nannini. According to his publicly available FINRA BrokerCheck report, Seth Nannini has been the subject of multiple customer disputes and a FINRA…
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Current Investigations Leonard McAbee Allegedly Engages In Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Leonard McAbee. According to his publicly available FINRA BrokerCheck report, Leonard McAbee has been the subject of multiple customer disputes.…
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Current Investigations Allen Schreiber Allegedly Excessively Trades His Customer’s Account To Generate Higher Commissions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Allen Schreiber. According to his publicly available FINRA BrokerCheck report, Allen Schreiber has been the subject of multiple customer disputes over the…
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Current Investigations Michael Depasquale Allegedly Makes Material Misrepresentations About Insurance Policies
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Depasquale. According to his publicly available FINRA BrokerCheck report, Michael Depasquale has been the subject of multiple customer disputes over…
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Current Investigations Philip Sparacino Allegedly Churns His Client’s Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Philip Sparacino. According to his publicly available FINRA BrokerCheck report, Philip Sparacino has been the subject of multiple customer disputes.…
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Current Investigations Alan Douglass Allegedly Invests A Customer In An Unsuitable Non-Traded REIT
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Alan Douglass. According to his publicly available FINRA BrokerCheck report, Alan Douglas has been the subject of multiple customer disputes over the course…
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Current Investigations Bruce Edward Smith Allegedly Recommends Unsuitable Non-Traded REITs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Bruce Edward Smith. According to his publicly available FINRA BrokerCheck report, Bruce Edward Smith has been the subject of multiple customer disputes over…
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