Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
Categories
Suspect investment fraud?
Your consultation is 100% free and confidential. No fees unless we collect for you.
Discuss Your Case
Current Investigations Sam Aziz Allegedly Churns Customer Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Sam Aziz. According to his publicly available FINRA BrokerCheck report, Sam Aziz has been the subject of multiple customer disputes. Sam Aziz was an…
Read More
Current Investigations Mark Tudor Terminated From Raymond James Following Allegations Of Selling Away
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Tudor. According to his publicly available FINRA BrokerCheck report, Mark Tudor has been the subject of a customer dispute.Mark Tudor was a…
Read More
Current Investigations Thomas Yancey Williams Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Yancey Williams. According to his publicly available FINRA BrokerCheck report, Thomas Yancey Williams has been the subject of multiple customer…
Read More
Current Investigations Lynn Faust Allegedly Makes Material Misrepresentations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Lynn Faust. According to her publicly available FINRA BrokerCheck report, Lynn Faust has been the subject of multiple complaints over the course of her…
Read More
Current Investigations Thomas Von Reckers Allegedly Makes Material Misrepresentations About Loan Products
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Von Reckers. According to his publicly available FINRA BrokerCheck report, Thomas Von Reckers has been the subject of multiple customer disputes over…
Read More
Current Investigations Alfred Weaver Allegedly Made Mistakes When Filling Out Beneficiary Designations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Alfred Weaver. According to his publicly available FINRA BrokerCheck report, Alfred Weaver has been the subject of multiple customer disputes during his…
Read More Current Investigations Stan Leavitt Allegedly Recommends An Unsuitable Call Option
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Stan Leavitt. According to his publicly available FINRA BrokerCheck report, Stan Leavitt has been the subject of multiple customer disputes during his…
Read More
Current Investigations Jesse Krapf Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jesse Krapf. According to his publicly available FINRA BrokerCheck report, Jesse Krapf has been the subject of a customer dispute during his career. Jesse…
Read More
Current Investigations Barry Hartwyk Allegedly Churns His Clients’ Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Barry Hartwyk. According to his publicly available FINRA BrokerCheck report, Barry Hartwyk has been the subject of multiple customer disputes. Barry…
Read More Current Investigations Atul Makharia Allegedly Engages In A Pattern Of Unsuitable Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Atul Makharia. According to his publicly available FINRA BrokerCheck report, Atul Makharia has been the subject of multiple customer disputes over the course…
Read More
Current Investigations Kirk Balin Allegedly Breaches His Fiduciary Duty While Selling An Investor Unsuitable Non-Traded REITs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kirk Balin. According to his publicly available FINRA BrokerCheck report, Kirk Balin has been the subject of multiple customer disputes over the course of…
Read More
Current Investigations Cecil Ross Allegedly Engages In Excessive UIT Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Cecil Ross. According to his publicly available FINRA BrokerCheck report, Cecil Ross has been the subject of a customer dispute. Cecil Ross is a Texas-based…
Read MoreStay informed
Get investor alerts and case results delivered to your inbox. We never share your information.