The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jonathan Gold. According to his publicly available FINRA BrokerCheck report, Jonathan Gold is the subject of a pending customer dispute.
Jonathan Gold is a New York-based securities broker. He has worked in the securities industry for thirty-seven years. During his career, he has been registered with nine different securities firms.
His Registrations
- E.F. Hutton & Company (1982)
- Lehman Brothers Kuhn Loeb Inc. (1982-1984)
- Lehman Brothers Inc. (1982-1993)
- Prudential Securities (1993-2000)
- Merrill Lynch (2000-2004)
- Wachovia Securities (2004-2007)
- Janney Montgomery Scott (2007-2012)
- Stifel, Nicolaus & Company (2012-2017)
- Oppenheimer & Co. (2017-Present)
The Allegations
In January 2019, a customer alleged that Jonathan Gold recommended unsuitable investments, made material omissions and misrepresentations, and excessively traded their account. This case is currently pending. The customer is seeking $414,389 in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Jonathan Gold, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.
