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    • Alternative Investments
      • Non-Traded REITs
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Mar 26
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Gregory Rusnak Discharged From Sigma Financial Corporation Following Allegations Of Exercising Discretion Without Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gregory Rusnak. According to his publicly available FINRA BrokerCheck report, Gregory Rusnak has been…
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Mar 26
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Andrew Day Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Andrew Day. According to his publicly available FINRA BrokerCheck report, Andrew Day has been…
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Mar 26
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Mark Trewitt Allegedly Recommends Unsuitable Alternative Investments To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Trewitt. According to his publicly available FINRA BrokerCheck report, Mark Trewitt has…
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Mar 24
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Tamara Steele Allegedly Engages In Selling Away

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Tamara Steele. According to her publicly available FINRA BrokerCheck report, Tamara Steele has…
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Mar 24
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Neal Scott Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in…
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Mar 21
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Edward Murphy Allegedly Executes Unsuitable UIT Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Edward Murphy. According to his publicly available FINRA BrokerCheck report, Edward Murphy has been…
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Mar 21
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Robert Disman Allegedly Omits Material Facts Regarding Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Disman. According to his publicly available FINRA BrokerCheck report, Robert Disman has been…
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Mar 21
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Craig Hodges Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Craig Hodges. According to his publicly available FINRA BrokerCheck report, Craig Hodges has been…
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Mar 21
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Victor Connor Allegedly Manages Customer’s Account Negligently

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Victor Connor. According to his publicly available FINRA BrokerCheck report, Victor Connor has been…
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Mar 21
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Jason Zwibel Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jason Zwibel. According to his publicly available FINRA BrokerCheck report, Jason Zwibel has been…
Read More
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