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Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Alex Blanco Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Alex Blanco. According to his publicly available FINRA BrokerCheck report, Alex Blanco is the subject of a pending dispute. Alex Blanco is a New York-based…
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Current Investigations Price Breville Allegedly Churns His Client’s Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Price Breville. According to his publicly available FINRA BrokerCheck report, Price Breville has been the subject of a customer dispute. Price…
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Current Investigations George Shadie Allegedly Recommends Unsuitable Annuities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker George Shadie. According to his publicly available FINRA BrokerCheck report, George Shadie has been the subject of multiple customer disputes. George…
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Current Investigations Sudesh Jain Allegedly Misleads Multiple Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Sudesh Jain. According to his publicly available FINRA BrokerCheck report, Sudesh Jain has been the subject of multiple customer disputes over the course of…
Read More Current Investigations William Evans IV Allegedly Engages In Financial Elder Abuse
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Evans IV. According to his publicly available FINRA BrokerCheck report, William Evans IV is the subject of a customer dispute. William Evans…
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Current Investigations Michael Greenstone Allegedly Places A Customer In Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Greenstone. According to his publicly available FINRA BrokerCheck report, Michael Greenstone has been the subject of multiple customer disputes over…
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Current Investigations Robert Clayson Allegedly Excessively Trades Customer Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Clayson. According to his publicly available FINRA BrokerCheck report, Robert Clayson has been the subject of multiple customer disputes.…
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Current Investigations James Earl Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Earl. According to his publicly available FINRA BrokerCheck report, James Earl has been the subject of a customer dispute. James Earl is a Florida…
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Current Investigations Stephen Wood Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stephen Wood. According to his publicly available FINRA BrokerCheck report, Stephen Wood has been the subject of multiple customer disputes. Stephen…
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Current Investigations Timothy Ballard Allegedly Engages In Excessive Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Timothy Ballard. According to his publicly available FINRA BrokerCheck report, Timothy Ballard has been the subject of multiple customer disputes.…
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Current Investigations Jerry McCutchen Allegedly Invests Numerous Customers In Unsuitable Non-Traded REITs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jerry McCutchen. According to his publicly available FINRA BrokerCheck report, Jerry McCutchen has been the subject of over forty customer…
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Current Investigations Robert Merlo Facing Criminal Charges Of Wire Fraud And Aggravated Identity Theft
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Merlo. Robert Merlo was a New Jersey based securities broker. He worked in the securities industry for twenty-three years. During his career,…
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